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Middle East
Alvarez & Marsal restructuring executive detained in UAE
...Wall was detained this month by authorities in the UAE, the people said, as he was in the process of working out a plan to stabilise Brooge after the fraud charges from the US Securities and Exchange Commission...
January 15, 2024
FTfmJohn Dizard
What is the true value of Burford’s $773m claim against YPF?
...Much of the funding came principally from Kohn in Philadelphia and Burford, which operated at least part in the United States. Absent the US activity, there would have been no scheme.”...
May 1, 2020
FT Live
Crypto and Digital Assets Summit Asia
Transforming mainstream finance
Thursday, 5 DecemberDigital Conference
FTfmJohn Dizard
US brokers should fear Massachusetts AG’s probe
...They call it the United States and, if anything, the states part of the American regulatory environment is getting more aggressive....
October 6, 2017
US & Canadian companies
Social Capital heralds new model for unicorn IPOs
...Exchanges, business groups and the leadership of the Securities and Exchange Commission have decried the trend and are seeking ways to encourage listings....
September 14, 2017
US & Canadian companies
Assets at Leon Cooperman’s Omega shrink 25%
...Mr Cooperman has also said that the US Attorney in New Jersey’s investigation of him and his firm is on hold, “pending the Supreme Court’s decision in Salman v United States”....
October 11, 2016
Robert Shrimsley
A letter to an ungrateful world from Google, Apple, Facebook et al
...The European Commission is trying to tie us down with red tape, regulate the data we pass to the National Security Agency and is claiming up to $8bn from Apple in unpaid taxes....
February 4, 2016
FT Live
Infrastructure Investment in Latin America and the Caribbean
Identifying opportunities for investors and asset managers
Wednesday, 12 June237 Park Avenue, New York, NY, USA
FT AlphavilleSujeet Indap
Beta max
...For a company like Rural that is traded on a major exchange, ―[t]urnover measured by average weekly trading of . . . 1% would justify a substantial presumption‖ of market efficiency. 5 Bromberg et al., Bromberg...
June 19, 2015
US & Canadian companies
Having signed the multiyear contract, Netflix wants to put Comcast genie back in ‘fast lane’ bottle
...The “back end” of the network – the part where Netflix connects to Comcast et al – would be a tightly-regulated telecoms service....
November 9, 2014
US & Canadian companies
Legal victory for Dahdaleh in Aluminium Bahrain case
...A unit of Alcoa, with whom Alba settled a parallel civil lawsuit in 2012, paid $384m in January and pleaded guilty to a bribery charge following an investigation by DoJ and the Securities and Exchange Commission...
April 29, 2014
FT AlphavilleHelp to buy
The (early) Lunch Wrap
...“People familiar with discussions between the bank and regulators including the Securities and Exchange Commission said JPMorgan had conceded it would have to pay some amount of money and acknowledge failures...
August 9, 2013
FT AlphavilleJoseph Cotterill
Argentina’s pari passu upset — redux
...al, and without the stay in place....
August 23, 2013
FT AlphavilleDavid Keohane
The (early) Lunch Wrap
...Abe et al are keen on ending deflation — but they are going to hinder that push with a fiscal tightening. No tension there, then....
July 4, 2013
beyondbricsMarkets
West on Kenyatta: bark and no bite?
...British investors make up over 50 per cent of the capitalisation of the Nairobi Securities Exchange....
March 12, 2013
FT AlphavilleJoseph Cotterill
A eurozone safe against, or is it safe for, sovereign holdouts? Part two
...So it’s not surprising that the first response from Buchheit et al is to answer back with bits of the bond contract that suggest sneaky loopholes instead....
February 19, 2013
US & Canadian companies
Carlyle removes class-action clause
...Filings with the Securities and Exchange Commission ahead of the initial public offering had included a clause preventing shareholders from bringing class-action lawsuits against the company in the event...
February 3, 2012
FT Live
Outstanding Directors Exchange
Fostering trust for steadfast leadership
Wednesday, 12 JuneHarvard Club of New York City, West 44th Street, New York, NY, USA
FT AlphavilleJoseph Cotterill
Citi, Credit Suisse settle SEC CDO probe
...., Oct. 19, 2011 – The Securities and Exchange Commission today charged Citigroup’s principal U.S. broker-dealer subsidiary with misleading investors about a $1 billion collateralized debt obligation (CDO...
October 19, 2011
US & Canadian companies
US groups told to reveal Syria, Iran links
...The US Securities and Exchange Commission has written to several companies in the past few months asking why they had not disclosed business dealings in Syria, Iran, Sudan and Cuba....
December 11, 2011
US financial regulation
CFTC member warns US cannot be ‘financial policeman’
...He did say that the CFTC and the Securities and Exchange Commission “have a great relationship with international regulators. Our staffs work hand-in-glove”....
September 13, 2011
Books
Comeback king who restored a company’s lustre
...When he took over, the company was facing an investigation by the US Securities and Exchange Commission for allegedly “channel stuffing” – shipping excessive concentrate to bottlers in Japan; it was accused...
November 23, 2011
FT AlphavilleCardiff Garcia
Insider trading frat dorks
...An announcement from the SEC on Wednesday, emphasis (and a bit of chuckling) ours: Washington, D.C., Dec. 8, 2010 — The Securities and Exchange Commission today charged a Baltimore-based business consultant...
December 8, 2010
FT Trading Room
Carbon trading: Into thin air
...The national registry is a sort of back office, where all the country’s state and commercial ETS allowances are held and trades are logged....
February 14, 2011
FT AlphavilleStacy-Marie Ishmael
AMD and Intel kiss and make-up
...The agreement will be made public in filings with the Securities and Exchange Commission....
November 12, 2009
FT AlphavilleStacy-Marie Ishmael
SEC manages to win an insider trading case
...Related links: Securities and Exchange Commission v. David K. Donovan, Jr. and David R....
November 24, 2009
FT AlphavilleStacy-Marie Ishmael
The US v. Cioffi and Tannin, or how not to scare would-be fraudsters
...FT Alphaville suspects there was much wringing of hands and haranguing of underlings happening at the offices of the US attorneys, the Department of Justice and the Securities and Exchange Commission on...
November 11, 2009
US & Canadian companies
Fund urges BofA to look outside for chief
...In a filing with the Securities and Exchange Commission on Tuesday, Finger Interests took the board to task for allegedly not casting a wider net for outside candidates....
November 4, 2009

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