Hints and tips:
...“Firms need to ensure that they fully understand and explain to customers the risks of investing in the products they are offering,” said Tracy McDermott, the FCA’s director of enforcement and financial...
...Tracy McDermott of the Financial Conduct Authority said the problems arose from “failures at many levels” across RBS to identify and manage risks....
...Tracy McDermott, the FCA’s director of enforcement, said: “Firms should be in no doubt that the spotlight will remain on wholesale conduct and we will hold them to account if they fail to meet our standards...
...Tracy Kendall, regarded by many as a leading authority in wallpaper design, recently created a wall covering made from black chicken feathers, while designer Giles Miller often uses corrugated cardboard...
...“Not only did FXCM UK fail to treat its customers fairly or correctly apply our rules, I am particularly disappointed that it was not transparent in its dealings with the FCA,” Tracy McDermott, the FCA’s...
...“Banks are the first line of defence to make sure that proceeds of crime do not find their way into the UK,” said Tracy McDermott, head of FCA enforcement....
...“We can’t talk about elections but we can talk about policies”, says Tracy Henke, AFP executive vice-president....
...“Seventy-seven million baby boomers are going to be retiring, many are moving their assets into more conservative options,” Bill McDermott, head of Goldman Sachs Asset Management’s institutional defined...
...Good morning, New York… FT ALPHAVILLE Of drama queens and international accounting standards: Erstwhile Alphavillian Tracy Alloway used an ill-fated meeting of the International Accounting Standards Board...
...- In site news, we tried to explain a change how comments will change… - … we said a tearful goodbye to Tracy Alloway....
...“This is a serious breach,” said Tracy McDermott, acting FSA enforcement director. “Material provided to the FSA must reflect the picture as it is – not as they [companies] might like it to be.”...
...(H/T: Tracy Alloway) Related links: Just another Chinese cash crunch – FT Alphaville What the China risk is – FT Alphaville...
...The first story, in part, reflects the impact of QE2 on foreign banks’ cash positions, and their ability to arbitrage the Fed using the IOER — a point made previously by FT Alphaville’s Tracy Alloway....
...Tracy McDermott, FSA acting director of enforcement and financial crime, said on Monday: “N&P failed in its basic duty to provide suitable advice to its customers, in spite of an internal compliance report...
...Reporting by Tracy Alloway, Izabella Kaminska and John McDermott www.ft.com/alphaville...
...John McDermott and Tracy Alloway are off to sit on a bench and stare at a tree. Liens utiles Nausea - Jean Paul Sartre The Myth of Sisyphus – Albert Camus Waiting for Godot- Samuel Beckett...
...HT John McDermott for spotting the Reuters article. Related links: China is finally buying fewer US Treasuries, StanChart says – FT Alphaville UpTIC in China’s treasury holdings?...
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