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...Morgan Stanley will pay $249mn to settle fraud charges with US regulators over the disclosure of confidential information about the sale of large quantities of stock, known as block trades....
...of SEC chair Gary Gensler was due to expire within two years....
...Morgan Stanley agreed to pay $249mn to settle long-running federal investigations into misconduct at its block trading business, as one of its former top investment bankers admitted to leaking confidential...
...The agency’s chair Gary Gensler has increased scrutiny of a sector he has called a “Wild West” rife with non-compliance and misconduct....
...Global financial regulators should consider shortening the time it takes to settle foreign exchange trades, according to the chair of the US Securities and Exchange Commission, who spoke as European officials...
...This week, we’re shining the spotlight on Gary Gensler’s crypto record....
...The firms agreed to settle the SEC’s charges and pay $400,000 in total civil penalties....
...Gary Gensler, chair of the Securities and Exchange Commission, said regulators and market participants should consider narrowing the window to finalise deals to a single day....
...The company agreed to pay $6mn to settle these charges....
...Over the past year, though, supervisors have become more receptive to an easing of equity demands....
...The US Department of Justice is seeking more than $4bn from Binance to settle a criminal investigation that has ensnared the world’s biggest cryptocurrency exchange and its co-founder....
...The company in February agreed to pay $30mn and cease its crypto staking programme in the US to settle separate charges brought by the SEC....
...Alongside its results, the company also reported it is taking a $1.4bn charge to settle nationwide opioid lawsuits....
...One good read Gary Gensler vs Wall Street....
...“[The new rules] will reduce risk across a vital part of our capital markets in normal times and stress times,” said Gary Gensler, chair of the SEC....
...Perhaps the noisiest AI questioner is Gary Marcus, a cognitive scientist who co-founded an AI start-up and sold it to Uber in 2016....
...Many staff also alleged that supervisors did not handle complaints properly when they were reported....
...SEC: US Securities and Exchange Commission chair Gary Gensler will appear before Congress, testifying at the House financial services committee’s hearing on the regulator’s oversight....
...Gary Gensler on Wednesday said SVB’s dramatic implosion last week was “a reminder of the importance of these resiliency projects for everyday Americans”....
...Additional contributions by Gary Jones and Emily Goldberg...
...But it was “not realistic based on the role of investors and how litigation actually works and there is no evidence to back it up,” said Gary Barnett of the International Legal Finance Association, which...
...SEC: Gary Gensler will deliver a keynote speech at the Piper Sandler Global Exchange & FinTech Conference in New York....
...Lust) Miles Parks McCollum (Lil Yachty) Shaffer Smith (Ne-Yo) Aliaune Thiam (Akon) With the exception of Cortez Way and Mahone (no, us neither), the celebrities agreed to pay a total of $400,000 to settle...
...In particular, three of his closest former associates — Caroline Ellison, Gary Wang and Nishad Singh — all said under oath they committed financial crimes alongside the former chief executive....
...So I think that giving more [power of] persuasion to the supervisors/regulators would have helped, including sanctions and so on....
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