Hints and tips:
...But in a case called Gustafson v....
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...exchange traded funds,” writes GS....
...Such concerns have sparked a series of reforms, including new rules from the Securities and Exchange Commission requiring more trades in US Treasuries to be cleared centrally, in line with other assets such...
...The US Securities and Exchange Commission’s decision last month to adopt sweeping new rules for the private fund industry is prompting some smaller fund managers to look for their first full-time general...
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
...Spode’s tea set in its enduring blue-and-white glaze includes a King Charles III “tea bag tidy”....
...Last week, Rob argued that Gary Gensler, Securities and Exchange Commission head, is wrong to go after Coinbase and Binance, two crypto exchanges. Readers were torn....
...Here’s what else I’m keeping tabs on today: SEC: Gary Gensler, chair of the US Securities and Exchange Commission, will testify before the Senate banking committee for an annual oversight hearing as the...
...Also appearing at the event will be the UK’s economic secretary to the Treasury Andrew Griffith and Hester Peirce of the US Securities and Exchange Commission. Register for your pass here....
...And further growth now appears likely, with BlackRock — the world’s largest asset manager — recently filing plans with the US Securities and Exchange Commission to launch its first two buffer funds....
...and valuable franchises,” said John Ray III....
...They were there — some in person, some digitally — to talk to regulators including Fang Xinghai from the China Securities Regulatory Commission about their outlook for China’s economy and how to make it...
...The US Securities and Exchange Commission said it would on Tuesday file separate civil charges relating to Bankman-Fried’s alleged violations of securities laws....
...Bromley added the company was working with the US government and international regulators with an interest in the FTX collapse, including the US Department of Justice and the Securities and Exchange Commission...
...Sir Tim Barrow, Britain’s former ambassador to the EU and now Sunak’s national security adviser, is said to have played a key role in “calming nerves”....
...In a separate lawsuit, the US Securities and Exchange Commission levelled civil fraud charges, including the misuse of customer money to fund donations....
...Late Thursday the Securities Commission of the Bahamas said it directed the transfer of all digital assets of FTX’s local subsidiary to a “digital wallet controlled by the commission, for safekeeping”....
...Royal figures in attendance will also include Emperor Naruhito and Empress Masako of Japan, King Felipe VI and Queen Letizia of Spain, King Philippe and Queen Mathilde of Belgium and King Harald V and Queen...
...The full text of Thursday’s press release, with our emphasis and addition: On 12 November 2022, the Securities Commission of The Bahamas (“the Commission”), in the exercise of its powers as regulator acting...
...the day-to-day demands of leading the European Commission with remarkable skill and grace and has broken barriers as its first female president....
...The Securities Commission of the Bahamas declined a request for an interview....
...Job moves Dan Berkovitz, general counsel of the US Securities and Exchange Commission, will leave the agency at the end of January....
...Jay Clayton, a former chair of the US Securities and Exchange Commission, and now an adviser to Sullivan, had months ago participated in a phone call with FTX and other Sullivan lawyers, according to people...
...[iii] If so, the CBR held about a tenth of its FX reserves in synthetic dollars: for instance, yen securities combined with a forward sale of yen for dollars....
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