Hints and tips:
...Last month, NWBO and its Reddit fans were rebuffed by a Manhattan court, which granted Citadel et al’s motion to dismiss the case. But there was a sting in the tail....
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...Ten Wall Street businesses have agreed to pay a total of $79mn to the Securities and Exchange Commission in the latest round of penalties stemming from messaging by employees on platforms such as WhatsApp...
...In March of 2023, the Securities and Exchange Commission lodged a civil fraud complaint against him....
...“The implication from our critics is that when Main Street gains access to the tools of Wall Street, it is gambling, failing to recognise that these contracts will democratise access to an important risk...
...In addition to a $200mn settlement reached with JPMorgan Chase in December, the Securities and Exchange Commission and Commodity Futures Trading Commission said on Tuesday that Bank of America, Citigroup...
...From The Wall Street Journal yesterday: Pressure is mounting on the Securities and Exchange Commission to step up enforcement of key hubs of the crypto industry after the collapse of FTX last month ....
...The institutions admitted to violating federal record-keeping requirements, the US Securities and Exchange Commission said after an investigation uncovered what it called “pervasive off-channel communications...
...What else we’re reading Mormon church and its investment adviser fined by US regulators The US Securities and Exchange Commission has fined the Mormon church and a non-profit organisation that manages its...
...Wall Street is steaming mad and promising a huge fight....
...Apple alluded to this risk in its recent annual filing to the Securities and Exchange Commission, saying that “stringent employee travel restrictions” had “adversely affected” its supply chain and caused...
...In December, JPMorgan Chase agreed to pay $200mn in fines to the US Securities and Exchange Commission and the Commodity Futures Trading Commission for failing to keep records of staff communications on...
...The “funding secured” case was brought by the US Securities and Exchange Commission against Musk over a deal that did not come to pass....
...view as vital to China’s future tech supremacy and national security....
...The mailings reach more than 140m investor accounts, the company said in a 2018 letter to the US Securities and Exchange Commission....
...Three years ago, the Securities and Exchange Commission required the company to start checking any of Musk’s communications that might affect its share price, after he had inaccurately tweeted that Tesla...
...Asked why he publicly goads regulators, Musk hits out at what he claims has been a failure by the US Securities and Exchange Commission to protect investors from short sellers....
...Wall Street’s forecasts....
...While Covid-19 engulfed smaller rivals, Wall Street expects Starbucks to emerge even more dominant. (FT) Will Bitcoin end the dollar’s reign?...
...The landmark legislation which just celebrated its 10th anniversary also forced so-called private funds — hedge funds and private equity — to register with the Securities and Exchange Commission....
...The US Securities and Exchange Commission has stepped in to clear up the worst case of mistaken identity on Wall Street, suspending the shares of Zoom Technologies, a small Chinese company that investors...
...Bigfoot Project’s founder, majority shareholder and self-identifying Sasquatch hunter Tom Biscardi registered the company with the Securities and Exchange Commission in 2013....
...The person familiar with the JPMorgan investigation said that, as a “courtesy”, the US bank has notified its key regulators — including the Federal Reserve, the Securities and Exchange Commission, and the...
...His views are shared by at least one Republican FTC commissioner, Christine Wilson, who wrote in the Wall Street Journal last year that the district court ruling against Qualcomm was “far outside the mainstream...
...Okta Sector: technology / HQ: San Francisco, US The maker of cloud-based security and identity management technology has more than doubled its share price in 2020 and beaten Wall Street forecasts for three...
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