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Showing results for Securities and Exchange Commission v. TCA Fund Management Group Corp. et al
...Social media noise can push token prices around (Tandon et al), but not as effectively as mainstream media coverage (Coulter)....
...The Securities and Exchange Commission is plotting a crackdown after fining BNY Mellon’s investment adviser division $1.5mn for allegedly misstating and omitting information about ESG investment considerations...
...For example, in a 2010 opinion (Chevron Corp v Steven Donziger, et al) handed down from the US district court in Manhattan, the judge wrote that the “evidence at trial established that Donziger, a New York...
...This was disproved by the trial of US v Zarrab et al, in which a Turkish banker and a gold trader were convicted of laundering Iranian oil and gas revenues....
...Exchanges, business groups and the leadership of the Securities and Exchange Commission have decried the trend and are seeking ways to encourage listings....
...Just ask shareholders in Dutch paints and coatings group Akzo Nobel....
...JPMorgan, which owned $1.3bn of PetroChina at midyear, or 7 per cent of shares outstanding, asked the Securities and Exchange Commission last month for clearance to exclude Investors Against Genocide’s proposal...
...“People familiar with discussions between the bank and regulators including the Securities and Exchange Commission said JPMorgan had conceded it would have to pay some amount of money and acknowledge failures...
...New rules by the US Securities and Exchange Commission that require companies to disclose payments related to individual projects, an implementation of provisions in the 2010 Dodd-Frank financial regulation...
...In April this year, the Securities and Exchange Commission finally granted the fund manager’s request. So how did they do the impossible?...
...“Not everything that starts with ET is the same,” agrees Michael John Lytle, managing director at Source. “There are different regulatory regimes for funds and securities.”...
...His frustration leaps off the pages as he watches Madoff’s scheme swell from $6bn to $50bn, while in effect screaming “he’s a fraud” in a vain attempt to get the Securities and Exchange Commission and Madoff...
...In a filing with the Securities and Exchange Commission on Tuesday, Finger Interests took the board to task for allegedly not casting a wider net for outside candidates....
...Mr Cuomo’s case is New York vs Bank of America Corp et al, New York State Supreme Court, New York County, number 450115/2010....
...A Commission group he chaired called last month for powerful EU regulators in banking, securities and insurance....
...These largely western groups demand higher returns as well as the right to have some say in management issues....
...In addition, it called on the Securities and Exchange Commission, the chief US financial regulator, to issue guidelines on the level of detail that businesses should disclose about climate change risk in...
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