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Showing results for Securities and Exchange Commission v. S. Brent Farhang
...The US Securities and Exchange Commission’s decision last month to adopt sweeping new rules for the private fund industry is prompting some smaller fund managers to look for their first full-time general...
...And further growth now appears likely, with BlackRock — the world’s largest asset manager — recently filing plans with the US Securities and Exchange Commission to launch its first two buffer funds....
...the day-to-day demands of leading the European Commission with remarkable skill and grace and has broken barriers as its first female president....
...The US Securities and Exchange Commission said last month that China’s largest companies had three years to provide detailed audit documents or face being delisted, accelerating a sell-off in Chinese technology...
...In December, JPMorgan Chase agreed to pay $200mn in fines to the US Securities and Exchange Commission and the Commodity Futures Trading Commission for failing to keep records of staff communications on...
...The US Securities and Exchange Commission said on Friday that Chinese groups that sought to sell shares in America would be subject to stricter disclosures....
...So-called meme stocks fell sharply a day after GameStop disclosed that the US Securities and Exchange Commission was investigating trading activity in its stock and others....
...(FT) The day ahead Confirmation hearings President Joe Biden’s choices to run the Securities and Exchange Commission and Consumer Financial Protection Bureau — Gary Gensler and Rohit Chopra, respectively...
...CrowdStrike Sector: cyber security / HQ: Sunnyvale, us Demand for CrowdStrike’s cyber security software has boomed as companies set up remote workforces and accelerated plans to move data to the cloud....
...In Europe, expectations were also lowered after the European Commission slashed its growth forecasts for the region’s economy this year....
...Brent’s at $28 a barrel, down 4 per cent, and sterling’s off about 1 per cent at $1.25....
...For the Securities Exchange Commission (SEC)’s Hester Peirce, a commissioner at the US financial regulator with libertarian leanings, it appears to be the former. Ms....
...Meet the man taking on corporate America When the Securities and Exchange Commission chairman Jay Clayton appeared before the Senate Banking Committee in December, he was accused of being a “mouthpiece”...
...Maybe it’s because a London Stock Exchange website redesign has hidden all the profit warnings....
...Its shares plunged 27 per cent after the company took a $15bn writedown and disclosed it was the subject of an investigation by the US Securities and Exchange Commission into its accounting policies in procurement...
...The Covid-19 vaccine(s) will prove a shot in the arm for both the UK economy and its peers....
...Brent fell 2.2 per cent on Wednesday and was 1.2 per cent weaker on Thursday morning in London....
...Unlike Elon Musk, forced out of the Tesla chairmanship for flouting Securities and Exchange Commission rules, Mr Zuckerberg is not yet guilty of anything punishable (that could change if the Federal Trade...
...The US cloud storage company has filed details of its plan confidentially with the Securities and Exchange Commission, and hopes to go public before the end of March, said two people familiar with its plans...
...It currently provides cleaning, security, probation, healthcare and construction services, and recently reported that it had come under pressure from the increase in the national minimum wage and losses...
...A few S & C partners have left the firm to join the administration of US President Donald Trump including Jay Clayton, who is now the head of the Securities and Exchange Commission, Jeffrey Wall, who is...
...If (regardless of intent) the signal is perceived as anti-Muslim, Middle Eastern investors may question the security of their US investments....
...Assets under management at Leon Cooperman’s Omega Advisors have dropped by about a quarter to $4bn after the hedge fund was ensnared in an insider trading probe by the US Securities and Exchange Commission...
...The China Securities Regulatory Commission is unlikely to give approval for the new futures contract — to be listed on Shanghai’s International Energy Exchange — until next year after it had to step in and...
...Also closing at record highs in the US were the S&P 500, up 0.8 per cent, and the technology-focused Nasdaq Composite....
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