Hints and tips:
...Social media noise can push token prices around (Tandon et al), but not as effectively as mainstream media coverage (Coulter)....
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
...Crypto tokens are not securities any more than baseball cards or sports bets are. Prosecute fraud, maybe regulate crypto exchanges like casinos, and keep the SEC et al out of it....
...Similarly, Securities and Exchange Commission chair Gary Gensler has said that the basic US laws governing securities, exchanges, brokers, funds and advisers, passed in the middle of the past century, should...
...But while the FTX chief was suggesting better ways to de-risk financial transactions, his is just the kind of crypto business that Gary Gensler, chair of the Securities and Exchange Commission, is targeting...
...Whatever you might think of Robinhood et al, retail investors do appear to value their services. You can’t ignore the regulatory politics either....
...There is for sure a debate to be had about when the Federal Reserve et al should have pivoted their stance more forcefully to tackle inflationary pressures, and what they should and shouldn’t do now....
...Your article “Lax rules allow corporate fat cats to dump stock” (Opinion, December 23) referred to a study by David Larcker et al explaining how the US Securities and Exchange Commission created a special...
...The Securities and Exchange Commission is plotting a crackdown after fining BNY Mellon’s investment adviser division $1.5mn for allegedly misstating and omitting information about ESG investment considerations...
...in the fields of foreign and security policy....
...The report noted that the US Securities and Exchange Commission this year formed a team in its enforcement division to hunt for ESG misconduct....
...For example, in a 2010 opinion (Chevron Corp v Steven Donziger, et al) handed down from the US district court in Manhattan, the judge wrote that the “evidence at trial established that Donziger, a New York...
...A new SEC rule brought in at the end of last year has made it much easier for official dealers to negotiate the types and proportions of securities they deliver to exchange traded fund (ETF) managers when...
...Bailey has served on the boards of LCH Group and the London Stock Exchange Group....
...Meet the man taking on corporate America When the Securities and Exchange Commission chairman Jay Clayton appeared before the Senate Banking Committee in December, he was accused of being a “mouthpiece”...
...In a filing to the Securities and Exchange Commission, Anadarko said that on April 11 its board’s compensation and benefits committee had approved several changes to executive pay, including revisions to...
...Six years later, Sunbeam had declared bankruptcy and the superstar chief executive hailed as corporate America’s greatest turnround artist was settling civil fraud charges with the Securities and Exchange...
...The affliction has apparently become so acute that President Trump announced in August (via Twitter, of course) that he'd requested the US Securities and Exchange Commission to consider scrapping a decades-old...
...Another area of concern is initial public offerings — the shutdown means no Securities and Exchange Commission, and no SEC means no IPOs. It also means that some merger deals cannot close....
...If, on the other hand, you bring information about violation of securities laws to the Office of the Whistleblower at the Securities and Exchange Commission, you could do even better....
...The sell-off comes as the utility company said in a filing with the Securities and Exchange Commission it would record liability from fires, including the Redwood and Nuns fires, in its financial statements...
...This was disproved by the trial of US v Zarrab et al, in which a Turkish banker and a gold trader were convicted of laundering Iranian oil and gas revenues....
...The lawyers representing BlackRock et al argue that the retransfer of the bonds was “unlawful”. Only five bonds were moved, out of a total of 52 conceivable candidates....
...Exchanges, business groups and the leadership of the Securities and Exchange Commission have decried the trend and are seeking ways to encourage listings....
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