Hints and tips:
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
...The US Securities and Exchange Commission is seeking to compel hedge funds and private equity groups to disclose quarterly performance and fees charged to investors, as the agency pushes back against activities...
...The Securities and Exchange Commission is plotting a crackdown after fining BNY Mellon’s investment adviser division $1.5mn for allegedly misstating and omitting information about ESG investment considerations...
...Exchanges, business groups and the leadership of the Securities and Exchange Commission have decried the trend and are seeking ways to encourage listings....
...“People familiar with discussions between the bank and regulators including the Securities and Exchange Commission said JPMorgan had conceded it would have to pay some amount of money and acknowledge failures...
...nip the heels of Knight, Virtu, Getco et al....
...al at a national level....
...Levin, Retired Chairman and CEO, Time Warner Arthur Levitt, Jr., Senior Advisor, The Carlyle Group, Former Chairman, Securities and Exchange Commission Edward Lewis, Co-Founder, Chairman and CEO, Essence...
International Edition