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The Big Read
The real impact of the ESG backlash
...It said in its annual report on shareholder voting that many of this year’s proposals were too prescriptive or pointless, and cited a US Securities and Exchange Commission policy change that has allowed...
December 4, 2023
Bitcoin
Imaginary bitcoin ETFs are already 30 times more valuable than all the actual bitcoin ETFs
...Social media noise can push token prices around (Tandon et al), but not as effectively as mainstream media coverage (Coulter)....
October 27, 2023
FT Live
Crypto and Digital Assets Summit Asia
Transforming mainstream finance
Thursday, 5 DecemberDigital Conference
ETF Hub
Volatile markets increase appeal of ETFs with a buffer
...And further growth now appears likely, with BlackRock — the world’s largest asset manager — recently filing plans with the US Securities and Exchange Commission to launch its first two buffer funds....
April 24, 2023
UnhedgedRobert Armstrong
The SEC should not touch crypto Premium content
...Crypto tokens are not securities any more than baseball cards or sports bets are. Prosecute fraud, maybe regulate crypto exchanges like casinos, and keep the SEC et al out of it....
December 9, 2022
Unhedged
Don’t regulate crypto as finance Premium content
...Similarly, Securities and Exchange Commission chair Gary Gensler has said that the basic US laws governing securities, exchanges, brokers, funds and advisers, passed in the middle of the past century, should...
November 22, 2022
BlackRock Inc
‘Absolute transparency’ needed on private market fees, BlackRock says
...The US Securities and Exchange Commission in February proposed that private equity funds should provide standardised quarterly data on fees, expenses and performance....
May 30, 2022
FT Live
Crypto and Digital Assets Summit
Connecting leaders in crypto with mainstream finance
Wednesday, 8 MayLondon
Derivative exchanges
Did a major financial institution kinda maybe slightly default in March 2020?
...There is for sure a debate to be had about when the Federal Reserve et al should have pivoted their stance more forcefully to tackle inflationary pressures, and what they should and shouldn’t do now....
May 27, 2022
Due Diligence
The failed takeover that blew up a missile company Premium content
...view as vital to China’s future tech supremacy and national security....
June 14, 2022
Newsletter
Aviva’s Amanda Blanc: from mining heartland to heart of capitalism
...The Securities and Exchange Commission is plotting a crackdown after fining BNY Mellon’s investment adviser division $1.5mn for allegedly misstating and omitting information about ESG investment considerations...
May 30, 2022
FTfmJohn Dizard
What is the true value of Burford’s $773m claim against YPF?
...For example, in a 2010 opinion (Chevron Corp v Steven Donziger, et al) handed down from the US district court in Manhattan, the judge wrote that the “evidence at trial established that Donziger, a New York...
May 1, 2020
News in-depthFT Alphaville
What’s really in your ETF basket?
...A new SEC rule brought in at the end of last year has made it much easier for official dealers to negotiate the types and proportions of securities they deliver to exchange traded fund (ETF) managers when...
February 10, 2020
Due Diligence
Big tech goes shopping to get bigger Premium content
...Bailey has served on the boards of LCH Group and the London Stock Exchange Group....
May 29, 2020
US & Canadian companies
Elon Musk declares plan to take Tesla private
...If found to have put out a misleading statement, Mr Musk would be in violation of Rule 10b-5 under the Securities Exchange Act of 1934. The Securities and Exchange Commission declined to comment....
August 7, 2018
News in-depthThe Big Read
Brookfield: inside the $500bn secretive investment firm
...and Exchange Commission in 2013....
February 5, 2020
FT SeriesSomeone is wrong on the internet
'Short-termism' isn't a thing, say Fed economists
...The affliction has apparently become so acute that President Trump announced in August (via Twitter, of course) that he'd requested the US Securities and Exchange Commission to consider scrapping a decades-old...
October 5, 2018
FT Live
Infrastructure Investment in Latin America and the Caribbean
Identifying opportunities for investors and asset managers
Wednesday, 12 June237 Park Avenue, New York, NY, USA
Due Diligence
Can someone please find Warren Buffett an elephant-sized deal? Premium content
...First, the US Securities and Exchange Commission has asked a judge to find Tesla chief executive Elon Musk in contempt of court for tweeting without the approval of a lawyer. Read more here....
February 26, 2019
FTfmJohn Dizard
London may be key to ‘hot’ euro-yuan rival to the US dollar
...This was disproved by the trial of US v Zarrab et al, in which a Turkish banker and a gold trader were convicted of laundering Iranian oil and gas revenues....
January 7, 2018
FT AlphavilleMarkets
Further reading
...– “Tyson Foods Inc disclosed on Monday it has received a subpoena from the U.S. Securities and Exchange Commission following allegations it conspired with rivals for years to fix chicken prices....
February 8, 2017
US & Canadian companies
Assets at Leon Cooperman’s Omega shrink 25%
...Assets under management at Leon Cooperman’s Omega Advisors have dropped by about a quarter to $4bn after the hedge fund was ensnared in an insider trading probe by the US Securities and Exchange Commission...
October 11, 2016
FT AlphavilleIzabella Kaminska
Accounting for fintech’s unknown reputation liability
...Alternatively, a lot of fintech presents itself as a plain vanilla broker or exchange model which forces its own customers to do the hard work on risk-assessing counterparties, assets, loans, et cetera....
December 17, 2015
FT AlphavilleSujeet Indap
Beta max
...For a company like Rural that is traded on a major exchange, ―[t]urnover measured by average weekly trading of . . . 1% would justify a substantial presumption‖ of market efficiency. 5 Bromberg et al., Bromberg...
June 19, 2015
FT AlphavilleDavid Keohane
This isn’t the Chinese capital account liberalisation you’re looking for
...chart from Cap Econ attempting to summarise China’s current position from a purely economic standpoint: And an extra large chart covering RMB promotion from Xi et al from Deutsche for those who can be bothered...
July 17, 2015
FT AlphavilleDavid Keohane
The 6am London Cut
...Public documents show federal law-enforcement officials and the Securities and Exchange Commission are seeking records and other evidence from the HouseWays and Means Committee and a top congressional health-care...
June 19, 2014
FT AlphavilleHelp to buy
The (early) Lunch Wrap
...“People familiar with discussions between the bank and regulators including the Securities and Exchange Commission said JPMorgan had conceded it would have to pay some amount of money and acknowledge failures...
August 9, 2013
Capital markets
US regulators urged to break up close ratings relationships
...Regulators should step in to break up a “clubby relationship” between the issuers of asset-backed securities and the credit rating agencies, participants told a Securities and Exchange Commission roundtable...
May 14, 2013

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