Hints and tips:
...Social media noise can push token prices around (Tandon et al), but not as effectively as mainstream media coverage (Coulter)....
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
...The New York-based fund agreed to pay $413mn to US authorities in 2016 to settle the charges and Och himself paid $2.2mn to settle record-keeping violations with the Securities and Exchange Commission....
...Crypto tokens are not securities any more than baseball cards or sports bets are. Prosecute fraud, maybe regulate crypto exchanges like casinos, and keep the SEC et al out of it....
...Von der Leyen and Sunak made the announcement in front of a portrait of King George V, who inaugurated Northern Ireland’s parliament in 1921 with an appeal for unity....
...Similarly, Securities and Exchange Commission chair Gary Gensler has said that the basic US laws governing securities, exchanges, brokers, funds and advisers, passed in the middle of the past century, should...
...The Securities and Exchange Commission, America’s financial regulator, served notice that there is a tougher sheriff in town this week....
...But probes by Brazil’s Securities Commission, known as the CVM, could take months if not years, as the agency grapples with steep budget cuts....
...Whatever you might think of Robinhood et al, retail investors do appear to value their services. You can’t ignore the regulatory politics either....
...There is for sure a debate to be had about when the Federal Reserve et al should have pivoted their stance more forcefully to tackle inflationary pressures, and what they should and shouldn’t do now....
...Your article “Lax rules allow corporate fat cats to dump stock” (Opinion, December 23) referred to a study by David Larcker et al explaining how the US Securities and Exchange Commission created a special...
...The Securities and Exchange Commission is plotting a crackdown after fining BNY Mellon’s investment adviser division $1.5mn for allegedly misstating and omitting information about ESG investment considerations...
...The Securities and Exchange Commission on Wednesday announced sweeping proposals to reform blank cheque vehicles, ultimately aiming to bring investor protections on Spacs more in line with traditional IPOs...
...The US Securities and Exchange Commission is seeking to compel hedge funds and private equity groups to disclose quarterly performance and fees charged to investors, as the agency pushes back against activities...
...really do want to be part of Russia, et cetera....
...Job moves The US Securities and Exchange Commission appointed Alex Oh as its new director of the division of enforcement....
...and Exchange Commission....
...For example, in a 2010 opinion (Chevron Corp v Steven Donziger, et al) handed down from the US district court in Manhattan, the judge wrote that the “evidence at trial established that Donziger, a New York...
...Hedge fund hopes to go incognito hit a speed bump We told you last month about the US Securities and Exchange Commission’s brewing plans to allow companies with less than $3.5bn in US stocks to keep their...
...A new SEC rule brought in at the end of last year has made it much easier for official dealers to negotiate the types and proportions of securities they deliver to exchange traded fund (ETF) managers when...
...Tesla, meanwhile, is under fresh investigation by the US Securities and Exchange Commission after it announced a $2.3bn fundraising through an issue of new shares....
...He said this may require adhering to the US Securities and Exchange Commission’s ‘Regulation S’ – which would mean US-based investors would not be able to participate....
...The affliction has apparently become so acute that President Trump announced in August (via Twitter, of course) that he'd requested the US Securities and Exchange Commission to consider scrapping a decades-old...
...Yes, the numbers are bigger, but the shock, while not a V is shorter and sharper than that crash, and the pre-crisis fiscal situation was strong....
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