Hints and tips:
...Grayscale and BlackRock have made formal registrations to launch spot ETFs and here’s a flow of filings amendments, indicating back-and-forth between the regulator and asset managers to work out who can...
...Similarly, Securities and Exchange Commission chair Gary Gensler has said that the basic US laws governing securities, exchanges, brokers, funds and advisers, passed in the middle of the past century, should...
...Big asset managers like BlackRock and Fidelity are unlikely, and aren’t members of ICE Clear....
...The US Securities and Exchange Commission is seeking to compel hedge funds and private equity groups to disclose quarterly performance and fees charged to investors, as the agency pushes back against activities...
...The Securities and Exchange Commission is plotting a crackdown after fining BNY Mellon’s investment adviser division $1.5mn for allegedly misstating and omitting information about ESG investment considerations...
...A new SEC rule brought in at the end of last year has made it much easier for official dealers to negotiate the types and proportions of securities they deliver to exchange traded fund (ETF) managers when...
...For a company like Rural that is traded on a major exchange, ―[t]urnover measured by average weekly trading of . . . 1% would justify a substantial presumption‖ of market efficiency. 5 Bromberg et al., Bromberg...
...So it’s not surprising that the first response from Buchheit et al is to answer back with bits of the bond contract that suggest sneaky loopholes instead....
...There can be little doubt that Eden et al will achieve or better the top-of-the-band pricing of $18.50-a-share....
...The Securities and Exchange Commission, for its part, is investigating whether Bear Stearns and other hedge fund managers were forthright about disclosing the rapidly declining value of their holdings....
...Deutsche Bank, Morgan Stanley, The National Investor and Deutsche Bank Al Azzia Financial Services have been appointed joint lead managers....
International Edition