Hints and tips:
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
...After the issue became clear on Monday, the exchange suspended trading on all securities at about 4:13pm ET and cancelled all open orders....
...Leon Cooperman, chief executive of Omega Advisors, who is facing civil insider trading charges from the Securities and Exchange Commission, has told investors that prosecutors were waiting for the Salman...
...In a civil suit last month, the Securities and Exchange Commission accused the Omega Advisors chief executive of insider trading....
...He argued that the appeals court’s “unprecedented ruling” clashed with the Supreme Court’s definition of insider trading established in a 1983 case, Dirks v the Securities and Exchange Commission....
...Mr Cohen, meanwhile, has not been charged with any criminal wrongdoing but remains the subject of a Securities and Exchange Commission civil suit; it accuses him of failing to do enough to prevent the insider...
...For a company like Rural that is traded on a major exchange, ―[t]urnover measured by average weekly trading of . . . 1% would justify a substantial presumption‖ of market efficiency. 5 Bromberg et al., Bromberg...
...nip the heels of Knight, Virtu, Getco et al....
...So it’s not surprising that the first response from Buchheit et al is to answer back with bits of the bond contract that suggest sneaky loopholes instead....
...and possibly even Al Gore, the losing 2000 Democratic nominee turned environmentalist hero....
...Levin, Retired Chairman and CEO, Time Warner Arthur Levitt, Jr., Senior Advisor, The Carlyle Group, Former Chairman, Securities and Exchange Commission Edward Lewis, Co-Founder, Chairman and CEO, Essence...
International Edition