Hints and tips:
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...More crypto: The US Securities and Exchange Commission is seeking $2bn in penalties from Ripple Labs after a court found the company had improperly sold some tokens to investors....
...After Musk tweeted he had “funding secured” to take Tesla private in 2018 — prompting the US Securities Exchange Commission to charge him with securities fraud — the board tried to curtail his use of the...
...He and Tesla each paid $20mn to settle legal action from the US Securities and Exchange Commission. Musk also had to resign as Tesla chair, although he kept his position as chief executive....
...Today’s top stories The US Federal Reserve announces its decision on interest rates at 2pm ET/7pm London time today. Check back here for details and reaction....
...He and Tesla each paid $20mn to settle legal action from the US Securities and Exchange Commission. Musk also had to resign as the carmaker’s chair, although he kept his position as chief executive....
...This week, the Securities and Exchange Commission has ruled against Pfizer and Johnson & Johnson, meaning the patent fight will go before shareholders for a vote at the companies’ annual meetings....
...Crypto tokens are not securities any more than baseball cards or sports bets are. Prosecute fraud, maybe regulate crypto exchanges like casinos, and keep the SEC et al out of it....
...Similarly, Securities and Exchange Commission chair Gary Gensler has said that the basic US laws governing securities, exchanges, brokers, funds and advisers, passed in the middle of the past century, should...
...The US Securities and Exchange Commission in February proposed that private equity funds should provide standardised quarterly data on fees, expenses and performance....
...Your article “Lax rules allow corporate fat cats to dump stock” (Opinion, December 23) referred to a study by David Larcker et al explaining how the US Securities and Exchange Commission created a special...
...The Securities and Exchange Commission is plotting a crackdown after fining BNY Mellon’s investment adviser division $1.5mn for allegedly misstating and omitting information about ESG investment considerations...
...In the US, comments from Securities and Exchange Commission chair Gary Gensler have damped hopes of a swift approval of bitcoin ETFs this year and the financial authorities are preparing to take a more active...
...Asked why he publicly goads regulators, Musk hits out at what he claims has been a failure by the US Securities and Exchange Commission to protect investors from short sellers....
...(NPR) Opinion: There is still work to be done cracking down on methane and other superpollutants (Bledsoe et al, NYT)...
...Last week, Securities and Exchange Commission chair Gary Gensler said he wanted the agency to revisit its “names rule”, which prohibits funds from using materially deceptive or misleading names....
...The titles are the latest example of Tesla’s unconventional approach to corporate governance, which previously saw Musk settle charges with the US Securities and Exchange Commission over a tweet to take...
...and Exchange Commission....
...Securities and Exchange Commission....
...However, the Securities and Exchange Commission charged Mr Musk with making “false and misleading statements”, leading to a settlement in which he paid a personal fine of $20m and agreed to step down as...
...Bailey has served on the boards of LCH Group and the London Stock Exchange Group....
...CATL Sector: auto parts / HQ: Ningde, China A rebound in sales of electric cars in 2020 helped propel Chinese battery maker Contemporary Amperex Technology into the country’s Nasdaq-style ChiNext exchange...
...A new SEC rule brought in at the end of last year has made it much easier for official dealers to negotiate the types and proportions of securities they deliver to exchange traded fund (ETF) managers when...
...and Exchange Commission in 2013....
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