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US & Canadian companies
Morgan Stanley got off lightly
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
January 15, 2024
Unhedged
Don’t regulate crypto as finance Premium content
...Similarly, Securities and Exchange Commission chair Gary Gensler has said that the basic US laws governing securities, exchanges, brokers, funds and advisers, passed in the middle of the past century, should...
November 22, 2022
FT Live
Crypto and Digital Assets Summit Asia
Transforming mainstream finance
Thursday, 5 DecemberSingapore
UnhedgedEthan Wu
Gary Gensler’s big dreams Premium content
...PFOF and exchange fees influence where brokers choose to send customers’ orders....
July 25, 2022
FTfmJohn Dizard
What is the true value of Burford’s $773m claim against YPF?
...For example, in a 2010 opinion (Chevron Corp v Steven Donziger, et al) handed down from the US district court in Manhattan, the judge wrote that the “evidence at trial established that Donziger, a New York...
May 1, 2020
News in-depthFT Alphaville
How RTGS killed liquidity: US tri-party repo edition
...As Copeland et al noted in 2015: A complete unwind of all repos, and not merely of those maturing, is an operationally simple process....
October 11, 2019
FTfmJohn Dizard
London may be key to ‘hot’ euro-yuan rival to the US dollar
...This was disproved by the trial of US v Zarrab et al, in which a Turkish banker and a gold trader were convicted of laundering Iranian oil and gas revenues....
January 7, 2018
FT Live
Crypto and Digital Assets Summit
The next wave of institutional adoption
Tuesday, 6 May 2025London, UK
FT AlphavilleInvestment Banking
The “financial adviser” scammers
...The guys peddling non-traded REITs to dentists and the prime brokers working with hedge funds are both registered with Finra, and both are counted as “brokers” or “financial advisers” by Egan et al, but...
March 1, 2016
FT AlphavilleSujeet Indap
Beta max
...For a company like Rural that is traded on a major exchange, ―[t]urnover measured by average weekly trading of . . . 1% would justify a substantial presumption‖ of market efficiency. 5 Bromberg et al., Bromberg...
June 19, 2015
FT AlphavilleDavid Keohane
This isn’t the Chinese capital account liberalisation you’re looking for
...chart from Cap Econ attempting to summarise China’s current position from a purely economic standpoint: And an extra large chart covering RMB promotion from Xi et al from Deutsche for those who can be bothered...
July 17, 2015
FT AlphavilleJoseph Cotterill
Argentina’s pari passu upset — redux
...al, and without the stay in place....
August 23, 2013
FT AlphavilleJoseph Cotterill
A eurozone safe against, or is it safe for, sovereign holdouts? Part two
...So it’s not surprising that the first response from Buchheit et al is to answer back with bits of the bond contract that suggest sneaky loopholes instead....
February 19, 2013
FT AlphavilleJoseph Cotterill
“Repent, Argentina!” said the ticktock judges (part one)
...Again, it was all a bit vague in the courtroom, but one idea seemed to be giving NML et al whatever the backlog of 11 years of payments was, and then paying them at the EBG rate thereafter....
March 2, 2013
FT AlphavilleIzabella Kaminska
On the ECB’s ‘most significant non-standard measure’
...According to Cassola et al. (2009), banks submitted more aggressive bids in order to make sure that they receive at least a minimum level of liquidity....
December 8, 2011
News in-depthUS downturn
US seeks culprits for subprime
...The Securities and Exchange Commission, for its part, is investigating whether Bear Stearns and other hedge fund managers were forthright about disclosing the rapidly declining value of their holdings....
August 8, 2007
US downturn
Ask the expert: US wage stagnation
...to the relocation of industry to China, et al?...
January 9, 2007
FT Live
US Pharma and Biotech Summit
Strategies for innovation, pricing and access
Thursday, 16 MayNew York, NY, USA

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