Hints and tips:
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...Social media noise can push token prices around (Tandon et al), but not as effectively as mainstream media coverage (Coulter)....
...More crypto: The US Securities and Exchange Commission is seeking $2bn in penalties from Ripple Labs after a court found the company had improperly sold some tokens to investors....
...Wall was detained this month by authorities in the UAE, the people said, as he was in the process of working out a plan to stabilise Brooge after the fraud charges from the US Securities and Exchange Commission...
...from the US Securities and Exchange Commission....
...SEC: The US Securities and Exchange Commission, the federal securities regulator, is set to vote on whether to adopt amendments to standards for US Treasury clearing agencies....
...As Wachowiak et al correctly note, the recent pressures militating in favour of greater cooperation (Ukraine, a second Trump presidency, fiscal constraints), “have not, to date, proven sufficient to overcome...
...Regulators must quickly find a way to manage risks posed to financial stability by the concentration of power in artificial intelligence platforms, the chair of the US Securities and Exchange Commission...
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
...The US Securities and Exchange Commission has sent document requests, including subpoenas, to several asset managers relating to their environmental, social and governance investment marketing this year,...
...Regulation: The US Securities and Exchange Commission will vote on proposals including a new rule on cyber security risk management for the likes of broker-dealers, clearing agencies and investment advisers...
...The Securities and Exchange Commission has notified Coinbase that it is considering enforcement action against the company, according to a document seen by the Financial Times....
...The New York-based fund agreed to pay $413mn to US authorities in 2016 to settle the charges and Och himself paid $2.2mn to settle record-keeping violations with the Securities and Exchange Commission....
...Crypto tokens are not securities any more than baseball cards or sports bets are. Prosecute fraud, maybe regulate crypto exchanges like casinos, and keep the SEC et al out of it....
...Today’s top stories The US Federal Reserve announces its decision on interest rates at 2pm ET/7pm London time today. Check back here for details and reaction....
...Michela TinderaSo Andrew observed IHC’s rapid growth and the growth of the Abu Dhabi Securities Exchange, or ADX. And he wanted to understand how it was all happening....
...The previously unreported contact between Salame and the Securities Commission of The Bahamas is the first known instance of a top associate to Bankman-Fried assisting government authorities to bring down...
...Similarly, Securities and Exchange Commission chair Gary Gensler has said that the basic US laws governing securities, exchanges, brokers, funds and advisers, passed in the middle of the past century, should...
...SEC charges 11 in ‘massive’ crypto Ponzi scheme The Securities and Exchange Commission accused the operators of Forsage, as the scheme was known, of raising $300mn from January 2020 through an unregistered...
...“With rumours of 45bn barrels of reserves, everybody wanted a piece of the cake, and companies were fighting hard,” said Alan Mohtadi, who heads T&S Consulting Energy and Security, which advises companies...
...Whatever you might think of Robinhood et al, retail investors do appear to value their services. You can’t ignore the regulatory politics either....
...There is for sure a debate to be had about when the Federal Reserve et al should have pivoted their stance more forcefully to tackle inflationary pressures, and what they should and shouldn’t do now....
...The Masimo/Koffey quarrel comes during a particularly heated moment in corporate activism: a new so-called “universal proxy card” rolled out by the US Securities and Exchange Commission has made it easier...
...Your article “Lax rules allow corporate fat cats to dump stock” (Opinion, December 23) referred to a study by David Larcker et al explaining how the US Securities and Exchange Commission created a special...
...All assets may perform badly under stagflation, but we’d rather own Pepsi, Johnson & Johnson, Kimberly-Clark, Bristol-Myers et al than sit and watch our cash lose its earnings power....
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