Hints and tips:
...Social media noise can push token prices around (Tandon et al), but not as effectively as mainstream media coverage (Coulter)....
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
...The US Securities and Exchange Commission has sent document requests, including subpoenas, to several asset managers relating to their environmental, social and governance investment marketing this year,...
...Crypto tokens are not securities any more than baseball cards or sports bets are. Prosecute fraud, maybe regulate crypto exchanges like casinos, and keep the SEC et al out of it....
...Similarly, Securities and Exchange Commission chair Gary Gensler has said that the basic US laws governing securities, exchanges, brokers, funds and advisers, passed in the middle of the past century, should...
...Whatever you might think of Robinhood et al, retail investors do appear to value their services. You can’t ignore the regulatory politics either....
...There is for sure a debate to be had about when the Federal Reserve et al should have pivoted their stance more forcefully to tackle inflationary pressures, and what they should and shouldn’t do now....
...Your article “Lax rules allow corporate fat cats to dump stock” (Opinion, December 23) referred to a study by David Larcker et al explaining how the US Securities and Exchange Commission created a special...
...The Securities and Exchange Commission is plotting a crackdown after fining BNY Mellon’s investment adviser division $1.5mn for allegedly misstating and omitting information about ESG investment considerations...
...The Securities and Exchange Commission on Wednesday announced sweeping proposals to reform blank cheque vehicles, ultimately aiming to bring investor protections on Spacs more in line with traditional IPOs...
...This insightful passage leads us, indirectly, to the US Securities and Exchange Commission, which is taking an increased interest in ESG....
...Listen to and engage with leaders including the US Treasury secretary, the prime minister of Finland and a commissioner of the US Securities and Exchange Commission. Register free here today....
...Trump et al v....
...For example, in a 2010 opinion (Chevron Corp v Steven Donziger, et al) handed down from the US district court in Manhattan, the judge wrote that the “evidence at trial established that Donziger, a New York...
...A new SEC rule brought in at the end of last year has made it much easier for official dealers to negotiate the types and proportions of securities they deliver to exchange traded fund (ETF) managers when...
...The test is founded on a 1983 decision by the Supreme Court in Dirks v SEC, where the justices cleared a securities analyst because he had not been motivated by a personal benefit when he discussed information...
...That meant the CDC and Fauci’s National Institutes of Health were not on the same page....
...and Exchange Commission in 2013....
...(FT) Broker battles A heated debate over broker fees between stock exchanges and the Securities and Exchange Commission has turned into a full-blown war that has roped in most of Wall Street....
...The affliction has apparently become so acute that President Trump announced in August (via Twitter, of course) that he'd requested the US Securities and Exchange Commission to consider scrapping a decades-old...
...Yes, the numbers are bigger, but the shock, while not a V is shorter and sharper than that crash, and the pre-crisis fiscal situation was strong....
...Only at Oxford did they acquire the qualities that Johnson et al already had: a ruling-class accent, rhetorical skills and the ability to feel confident in any establishment setting....
...They have also pointed to disclosures of order flow payments buried in the hundreds of pages of contractual and Securities Exchange Commission documents as proving they have nothing to hide....
...As the icing on the cake, there is combative language about getting the EU to stop “manipulating exchange rates.”...
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