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The sports payday made in Manchester Premium content
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
January 20, 2024
US & Canadian companies
Morgan Stanley got off lightly
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
January 15, 2024
FT Live
Infrastructure Investment in Latin America and the Caribbean
Identifying opportunities for investors and asset managers
Wednesday, 12 June237 Park Avenue, New York, NY, USA
UnhedgedRobert Armstrong
The SEC should not touch crypto Premium content
...Crypto tokens are not securities any more than baseball cards or sports bets are. Prosecute fraud, maybe regulate crypto exchanges like casinos, and keep the SEC et al out of it....
December 9, 2022
UnhedgedEthan Wu
Gary Gensler’s big dreams Premium content
...Whatever you might think of Robinhood et al, retail investors do appear to value their services. You can’t ignore the regulatory politics either....
July 25, 2022
FT Asset Management
Arm’s IPO: soul searching and the City Premium content
...The US Securities and Exchange Commission is seeking to compel hedge funds and private equity groups to disclose quarterly performance and fees charged to investors, as the agency pushes back against activities...
February 14, 2022
Newsletter
Aviva’s Amanda Blanc: from mining heartland to heart of capitalism
...The Securities and Exchange Commission is plotting a crackdown after fining BNY Mellon’s investment adviser division $1.5mn for allegedly misstating and omitting information about ESG investment considerations...
May 30, 2022
FT Live
Crypto and Digital Assets Summit Asia
Transforming mainstream finance
Thursday, 5 DecemberDigital Conference
FTfmJohn Dizard
What is the true value of Burford’s $773m claim against YPF?
...For example, in a 2010 opinion (Chevron Corp v Steven Donziger, et al) handed down from the US district court in Manhattan, the judge wrote that the “evidence at trial established that Donziger, a New York...
May 1, 2020
News in-depthThe Big Read
Brookfield: inside the $500bn secretive investment firm
...and Exchange Commission in 2013....
February 5, 2020
US & Canadian companies
Weinstein board members claim lawyers hindered sex inquiry
...and Exchange Commission....
October 20, 2017
FT SeriesSomeone is wrong on the internet
'Short-termism' isn't a thing, say Fed economists
...The affliction has apparently become so acute that President Trump announced in August (via Twitter, of course) that he'd requested the US Securities and Exchange Commission to consider scrapping a decades-old...
October 5, 2018
FTfmHarvey Sawikin
US sanctions stymie Russian corporate progress
...They argue that it makes little sense to ban a non-strategic company such as Rusal while leaving Sberbank, VTB and Gazprom et al still tradeable in the US....
June 6, 2018
FTfmJohn Dizard
London may be key to ‘hot’ euro-yuan rival to the US dollar
...This was disproved by the trial of US v Zarrab et al, in which a Turkish banker and a gold trader were convicted of laundering Iranian oil and gas revenues....
January 7, 2018
US & Canadian companies
Social Capital heralds new model for unicorn IPOs
...Exchanges, business groups and the leadership of the Securities and Exchange Commission have decried the trend and are seeking ways to encourage listings....
September 14, 2017
US & Canadian companies
US Supreme Court rules for prosecutors in insider trading case
...Leon Cooperman, chief executive of Omega Advisors, who is facing civil insider trading charges from the Securities and Exchange Commission, has told investors that prosecutors were waiting for the Salman...
December 6, 2016
US & Canadian companies
Supreme Court tackles insider trading law
...In a civil suit last month, the Securities and Exchange Commission accused the Omega Advisors chief executive of insider trading....
October 4, 2016
FT Live
Outstanding Directors Exchange
Fostering trust for steadfast leadership
Wednesday, 12 JuneHarvard Club of New York City, West 44th Street, New York, NY, USA
Robert Shrimsley
A letter to an ungrateful world from Google, Apple, Facebook et al
...The European Commission is trying to tie us down with red tape, regulate the data we pass to the National Security Agency and is claiming up to $8bn from Apple in unpaid taxes....
February 4, 2016
US & Canadian companies
Supreme Court asked to rule on insider trading
...He argued that the appeals court’s “unprecedented ruling” clashed with the Supreme Court’s definition of insider trading established in a 1983 case, Dirks v the Securities and Exchange Commission....
July 30, 2015
FT AlphavilleSujeet Indap
Beta max
...For a company like Rural that is traded on a major exchange, ―[t]urnover measured by average weekly trading of . . . 1% would justify a substantial presumption‖ of market efficiency. 5 Bromberg et al., Bromberg...
June 19, 2015
Gary Silverman
Why Long Island wide boys love London
...Mr Cohen, meanwhile, has not been charged with any criminal wrongdoing but remains the subject of a Securities and Exchange Commission civil suit; it accuses him of failing to do enough to prevent the insider...
July 31, 2015
FT AlphavilleDavid Keohane
This isn’t the Chinese capital account liberalisation you’re looking for
...chart from Cap Econ attempting to summarise China’s current position from a purely economic standpoint: And an extra large chart covering RMB promotion from Xi et al from Deutsche for those who can be bothered...
July 17, 2015
FT Trading RoomHigh frequency trading
Comment: Competition best to rebuild trust
...nip the heels of Knight, Virtu, Getco et al....
February 8, 2013
FT AlphavilleJoseph Cotterill
A eurozone safe against, or is it safe for, sovereign holdouts? Part two
...So it’s not surprising that the first response from Buchheit et al is to answer back with bits of the bond contract that suggest sneaky loopholes instead....
February 19, 2013
UK banks
Qatar connection adds to Barclays’ woes
...As well as the FSA’s and SFO’s investigation into Barclays’ cash calls, the US Securities and Exchange Commission is investigating a number of banks over their dealings with sovereign wealth funds....
February 1, 2013
FT Trading Room
Carbon trading: Into thin air
...The national registry is a sort of back office, where all the country’s state and commercial ETS allowances are held and trades are logged....
February 14, 2011
UK schools
Policies: Matters of fiscal consolidation aside, what are the three most important economic policies George Osborne should consider in the months ahead?
...al at a national level....
January 3, 2011

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