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Showing results for Securities and Exchange Commission v. Petrosite Assets Inc et al
...It said in its annual report on shareholder voting that many of this year’s proposals were too prescriptive or pointless, and cited a US Securities and Exchange Commission policy change that has allowed...
...Social media noise can push token prices around (Tandon et al), but not as effectively as mainstream media coverage (Coulter)....
...And further growth now appears likely, with BlackRock — the world’s largest asset manager — recently filing plans with the US Securities and Exchange Commission to launch its first two buffer funds....
...Crypto tokens are not securities any more than baseball cards or sports bets are. Prosecute fraud, maybe regulate crypto exchanges like casinos, and keep the SEC et al out of it....
...Similarly, Securities and Exchange Commission chair Gary Gensler has said that the basic US laws governing securities, exchanges, brokers, funds and advisers, passed in the middle of the past century, should...
...The US Securities and Exchange Commission in February proposed that private equity funds should provide standardised quarterly data on fees, expenses and performance....
...There is for sure a debate to be had about when the Federal Reserve et al should have pivoted their stance more forcefully to tackle inflationary pressures, and what they should and shouldn’t do now....
...view as vital to China’s future tech supremacy and national security....
...The Securities and Exchange Commission is plotting a crackdown after fining BNY Mellon’s investment adviser division $1.5mn for allegedly misstating and omitting information about ESG investment considerations...
...For example, in a 2010 opinion (Chevron Corp v Steven Donziger, et al) handed down from the US district court in Manhattan, the judge wrote that the “evidence at trial established that Donziger, a New York...
...A new SEC rule brought in at the end of last year has made it much easier for official dealers to negotiate the types and proportions of securities they deliver to exchange traded fund (ETF) managers when...
...Bailey has served on the boards of LCH Group and the London Stock Exchange Group....
...If found to have put out a misleading statement, Mr Musk would be in violation of Rule 10b-5 under the Securities Exchange Act of 1934. The Securities and Exchange Commission declined to comment....
...and Exchange Commission in 2013....
...The affliction has apparently become so acute that President Trump announced in August (via Twitter, of course) that he'd requested the US Securities and Exchange Commission to consider scrapping a decades-old...
...First, the US Securities and Exchange Commission has asked a judge to find Tesla chief executive Elon Musk in contempt of court for tweeting without the approval of a lawyer. Read more here....
...This was disproved by the trial of US v Zarrab et al, in which a Turkish banker and a gold trader were convicted of laundering Iranian oil and gas revenues....
...– “Tyson Foods Inc disclosed on Monday it has received a subpoena from the U.S. Securities and Exchange Commission following allegations it conspired with rivals for years to fix chicken prices....
...Assets under management at Leon Cooperman’s Omega Advisors have dropped by about a quarter to $4bn after the hedge fund was ensnared in an insider trading probe by the US Securities and Exchange Commission...
...Alternatively, a lot of fintech presents itself as a plain vanilla broker or exchange model which forces its own customers to do the hard work on risk-assessing counterparties, assets, loans, et cetera....
...For a company like Rural that is traded on a major exchange, ―[t]urnover measured by average weekly trading of . . . 1% would justify a substantial presumption‖ of market efficiency. 5 Bromberg et al., Bromberg...
...chart from Cap Econ attempting to summarise China’s current position from a purely economic standpoint: And an extra large chart covering RMB promotion from Xi et al from Deutsche for those who can be bothered...
...Public documents show federal law-enforcement officials and the Securities and Exchange Commission are seeking records and other evidence from the HouseWays and Means Committee and a top congressional health-care...
...“People familiar with discussions between the bank and regulators including the Securities and Exchange Commission said JPMorgan had conceded it would have to pay some amount of money and acknowledge failures...
...Regulators should step in to break up a “clubby relationship” between the issuers of asset-backed securities and the credit rating agencies, participants told a Securities and Exchange Commission roundtable...
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