Hints and tips:
...Wall was detained this month by authorities in the UAE, the people said, as he was in the process of working out a plan to stabilise Brooge after the fraud charges from the US Securities and Exchange Commission...
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...Crypto tokens are not securities any more than baseball cards or sports bets are. Prosecute fraud, maybe regulate crypto exchanges like casinos, and keep the SEC et al out of it....
...However, the Securities and Exchange Commission charged Mr Musk with making “false and misleading statements”, leading to a settlement in which he paid a personal fine of $20m and agreed to step down as...
...Bailey has served on the boards of LCH Group and the London Stock Exchange Group....
...A new SEC rule brought in at the end of last year has made it much easier for official dealers to negotiate the types and proportions of securities they deliver to exchange traded fund (ETF) managers when...
...and Exchange Commission in 2013....
...The affliction has apparently become so acute that President Trump announced in August (via Twitter, of course) that he'd requested the US Securities and Exchange Commission to consider scrapping a decades-old...
...First, the US Securities and Exchange Commission has asked a judge to find Tesla chief executive Elon Musk in contempt of court for tweeting without the approval of a lawyer. Read more here....
...If, on the other hand, you bring information about violation of securities laws to the Office of the Whistleblower at the Securities and Exchange Commission, you could do even better....
...And the margins are good, much better than on boring old commissions....
...GE paid more than $23m in 2010 to settle Securities and Exchange Commission charges that it had paid kickbacks for health ministry contracts under the oil-for-food programme....
...– “Tyson Foods Inc disclosed on Monday it has received a subpoena from the U.S. Securities and Exchange Commission following allegations it conspired with rivals for years to fix chicken prices....
...Assets under management at Leon Cooperman’s Omega Advisors have dropped by about a quarter to $4bn after the hedge fund was ensnared in an insider trading probe by the US Securities and Exchange Commission...
...), Boehmer, et al. (2013), Autore, et al. (2011), and Beber and Pagano (2011)....
...Since the Financial Crisis, the Securities and Exchange Commission has been criticized for not holding senior executives accountable for corporate wrongdoing....
...A unit of Alcoa, with whom Alba settled a parallel civil lawsuit in 2012, paid $384m in January and pleaded guilty to a bribery charge following an investigation by DoJ and the Securities and Exchange Commission...
...“People familiar with discussions between the bank and regulators including the Securities and Exchange Commission said JPMorgan had conceded it would have to pay some amount of money and acknowledge failures...
...al, and without the stay in place....
...nip the heels of Knight, Virtu, Getco et al....
...So it’s not surprising that the first response from Buchheit et al is to answer back with bits of the bond contract that suggest sneaky loopholes instead....
...As well as the FSA’s and SFO’s investigation into Barclays’ cash calls, the US Securities and Exchange Commission is investigating a number of banks over their dealings with sovereign wealth funds....
...A US jury has rejected the Securities and Exchange Commission’s allegations that a former Citigroup banker misled investors who bought a $1bn mortgage product by failing to tell them the bank had bet against...
...- Five hits from Scott Sumner, on the eurozone, FOMC, et al....
...According to Cassola et al. (2009), banks submitted more aggressive bids in order to make sure that they receive at least a minimum level of liquidity....
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