Hints and tips:
Related Special Reports
...This comparison may seem extreme but it is instructive regarding the potential impact of a US Securities and Exchange Commission ruling on the future of ether, currently under consideration....
...national security....
...The US Securities and Exchange Commission issued the former head of Morgan Stanley’s US equity syndicate desk, Pawan Passi, with a $250,000 civil penalty and barred him from working in the industry....
...Exchanges are directly supervised by the Securities and Exchange Commission and tested for their stability and security as well as needing approval to alter any rules....
...Cboe Global Markets has asked the Securities and Exchange Commission to allow companies to list exchange traded fund shares of their existing US mutual funds, a rule change sought by several large asset...
...ETNs are debt securities that track an underlying asset but are traded and settled through a central market entity like a stock exchange and securities depository....
...Bank of America, Barclays, Citigroup, Jump Trading, JPMorgan Chase, Morgan Stanley, Tower Research Capital and Wells Fargo are also investing in FMX....
...Gary Gensler, chair of the Securities and Exchange Commission, told my colleagues Kate Duguid, Stefania Palma and Costas Mourselas in an interview that they are not the main target....
...The US Securities and Exchange Commission is seeking $2bn in penalties from Ripple Labs after a US federal court found the cryptocurrency group had violated securities laws by improperly selling some tokens...
...In January, the US Securities and Exchange Commission approved the country’s first spot bitcoin ETFs....
...Rohit Bhat, managing director of capital markets, exchanges and digital assets at Google Cloud, said that high-frequency trading firms were a segment “that we are working very closely with”....
...This calculation was the basis for the Securities and Exchange Commission’s warning last week that Lubin’s blockchain software group Consensys may be the next to face an enforcement action....
...Three hedge fund industry groups are suing the US Securities and Exchange Commission over new rules for the $27tn Treasury market, arguing the measures will unfairly subject their members to regulation as...
...But changes to regulations proposed by the Securities and Exchange Commission may have unintended consequences in this regard, potentially damaging the world’s most important financial market....
...Since January, when the US Securities and Exchange Commission approved “spot” bitcoin ETFs — which hold the actual currency, rather than futures contracts on it — 11 have been launched by firms including...
...Robinhood has warned of an impending lawsuit from the Securities and Exchange Commission over its cryptocurrency business, in a sign that a US regulatory crackdown on digital assets continues....
...of fund before Securities and Exchange Commission rules come into effect in early October, imposing a mandatory fee on large redemptions....
...In a statement to shareholders filed with the Securities and Exchange Commission asking for support, also dated May 6, WisdomTree noted it had secured more than $29bn in net inflows since January 2021....
...Before working at the Shanghai Stock Exchange, Wu served at the CSRC, where he specialised in “risk management”....
...US National Security Council spokesman John Kirby said on Sunday that pushing for a temporary ceasefire was “right at the top of the list” for Blinken in the Middle East....
...But Securities and Exchange Commission concerns about potential conflicts of interest between the mutual fund and ETF share classes and a busy rulemaking agenda were combining to extend the wait for a decision...
...The latest moves are the final touches to regulatory filings ahead of an expected decision this week from the Securities and Exchange Commission on whether to permit stock market funds that invest directly...
...It is dated 1934, the year the Securities and Exchange Commission was established to regulate markets....
...Last week, a divided Securities and Exchange Commission voted to bring these non-banks under their regulatory regime....
...to an April filing to the US Securities and Exchange Commission....
International Edition