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...Rattner, former founding principal of private equity firm Quadrangle Group, LLC (“Quadrangle”), in the New York State Supreme Court, New York County, alleging he paid kickbacks in order to obtain $150...
...The SEC’s complaint, filed in federal court in Dallas, also charged Plano, Texas-based investment adviser WinWin Capital Management LLC as a defendant, and named two other Tang entities as relief defendants...
...Additionally, the SEC’s complaint names four individuals and four entities as relief defendants: Lynn P. Wise of Raleigh, N.C. (the wife of William J. Wise); Ryan D. Hoegel of Lincoln, Calif....
...Brookshire Raw Materials Group Trust (Trust), a Delaware statutory trust that held customer funds, was named as a Relief Defendant....
...In addition to emergency and interim relief, the SEC seeks a final judgment permanently enjoining the defendants from future violations of the antifraud provisions of the federal securities laws and ordering...
...In its action, the Commission seeks permanent injunctive relief, disgorgement of illegal profits with prejudgment interest, and civil monetary penalties based on each of the defendants’ alleged violations...
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