Hints and tips:
...At its inception in 2014, BHR listed Rosemont Seneca Thornton LLC, an investment firm co-founded by Hunter Biden, as a shareholder that owned 30% of the fund....
...“Reg SCI” was adopted to strengthen the technology infrastructure of the US financial markets....
...• Helen O’Loughlin has joined Seneca as a business development consultant for the Liverpool-based investment manager. She previously worked for Premier Asset Management....
...InvestingZone, which is majority owned by venture capitalist Jon Moulton, has merged with Acceleris, a Manchester corporate financier that is part of the Seneca Group....
...He warned an audience at the FIA meeting that Reg AT’s source code language as proposed “may not jibe with the fourth amendment”, the US constitutional protection against unreasonable searches and seizures...
...Equally there is no regulation that links all the exchanges together, like the controversial 611 rule of Reg NMS, which intended to ensure that the prices ordinary investors see on their trading screens...
...Moreover, it is not alone in drawing in its horns: several high-profile funds, including BlueCrest, Seneca, LionEye and Lucidus Capital have recently done likewise....
...Second, they say, IEX’s model would contradict an obscure part of Reg NMS known as Rule 611....
...Seneca Capital and Michael Platt’s BlueCrest were the latest to push out external investors in December. Other hedge funds, including Lucidus Capital Partners, shut entirely....
...This is a critical aspect of the SEC's Reg NMS order protection rules. A few years ago Nasdaq tried to implement a 5-millisecond pause for its PSX exchange and was rebuffed by the SEC....
...Ms White said the SEC would examine certain provisions of Reg NMS, but some hearing participants said the SEC needed to look at the entire rule....
...Speaking to the lawmakers, Joseph Brennan, head of global equity index group at Vanguard, and Thomas Farley, president of the New York Stock Exchange, voiced support for a review of “Reg NMS.”...
...Losing the Signal The students at Prince of Wales Public School had long since stopped paying attention to Reg Nicholls squeaking away on the blackboard....
...Recalcitrant pols who fear bringing a bailout to the polls can always be counted on and they might point to European Bank Reolution regs in the work and, luckily, precedent while making their excuses– see...
...Now, leading exchanges and brokers say the recent problems highlight the need for regulators to revisit critical parts of Reg NMS....
...Similar trades done primarily to boost a bank’s regulatory capital – “reg cap” trades – are encountering scrutiny from regulators, including the Federal Reserve....
...in trading that began with the advent of electronic crossing networks in the 1980s and accelerated in the 1990s, aided by the order handling rules and rules establishing alternative trading systems, or Reg...
...the trading infrastructure has changed in the last decade or so, taken from this paper by Andy Haldane: 3) Arnuk on what caused the fragmentation of trading markets in the last decade… … and more on Reg...
...Reg NMS, helped fragment the equity markets so that just a third of NYSE-listed stocks now trade on the NYSE....
...Xavier Rolet, CEO of the London Stock Exchange, questioned the “central dogma of efficiency” that drove regulators to unleash competition through the creation of “Reg NMS” in the US and “Mifid” (the Markets...
...And on Wednesday, the US regulator charged two options traders and their broker-dealers with violating the requirements of Reg SHO....
...equity arm, Cerberus-controlled Aozora Bank of Japan, Avenue Capital, Cyrus Capital Partners, DB Zwirn, Franklin Templeton Investments, Oak Hill Advisors, Oak Hill Capital Partners, Satellite Capital, Seneca...
...In the US, the recently adopted Regulation National Market System (Reg NMS) requires orders to be executed at the best price available, no matter where that is published....
...Since stumbling onto London’s reg-lite AIM market in 2002, Russian metals prospect Highland Gold has managed to break every corporate etiquette in the listed company book....
...“Them”, as inveighed against by angry workers, are as likely to be bosses in Pittsburgh as Reg Perkins, local plant manager....
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