Hints and tips:
...But Kotz is too quick to dismiss the significance of the size of American government....
...The scrutiny prompted an investigation by David Kotz, the SEC inspector-general who issued a report finding Mr Becker “participated personally and substantially in particular matters in which he had a personal...
...David Kotz on the seismic event of his departure from the Commission so as to coin-it as managing director of Gryphon Strategies, a Washington-based corporate investigations firm: I am tremendously proud...
...Mr Kotz said the referral followed a recommendation from the Office of Government Ethics, which considers conflicts of interest....
...David Kotz opened the probe after a request from senator Charles Grassley, who forwarded an unsigned letter making the allegation. A Citi spokesman declined to comment....
...In a report issued late on Tuesday, David Kotz, SEC inspector-general, said the agency should consider disciplinary action against two agency officials in the Office of Administrative Services, which oversaw...
...Mr Kotz’s report details several missteps by the examiners, including failing to follow up on their own suspicions about the firm’s highly leveraged investment strategy....
...The official quashed investigations into Stanford for seven years only to seek to represent him when a case was finally brought, Kotz told the Senate banking committee....
...The SEC Inspector General David Kotz has concluded that the watchdog’s pursuit of civil charges for Goldman Sachs over mortgage securities fraud was not politically motivated, Reuters reports....
...SEC inspector general David Kotz told the Senate banking committee that the timing of the Abacus suit against Goldman, which settled the case in July for $550m, was unlikely to be “coincidental”....
...Mr Kotz will report next week on the timing of the Goldman announcement, which he told a congressional hearing on Wednesday “strains credulity”....
...“It’s immoral that workers have to pay tax to have their job taken from under their feet – it’s a scandal,” said Derek Kotz, secretary of the Andover Trades Union Congress....
...David Kotz, SEC inspector-general, told Rajaratnam’s lawyer John Dowd on May 7 that he would examine the Galleon-related leak complaints in his probe into the SEC’s handling of its fraud case against Goldman...
...David Kotz, SEC inspector-general, called Mr Rajaratnam’s lawyer, John Dowd, on May 7 to inform him that he would include the Galleon-related complaints about leaks in his investigation into the SEC’s handling...
...Mr Kotz declined to say how much new capital the large banks would need....
...Mr Kotz said on Thursday that faulty communication and competition within the SEC was a problem....
...The report, by SEC inspector general David Kotz, offers the most exhaustive account yet of how the SEC failed to detect Madoff’s Ponzi scheme during five probes conducted since 1992....
...“I thought it was the end game, over,” he told Mr Kotz. “Monday morning they’ll call DTC and this will be over…and it never happened.”...
...David Kotz, SEC inspector-general, said “bounty” schemes would provide “necessary incentives” for individuals to bring complaints about possible illegal activity....
...On June 17, 12 days before he was sentenced to 150 years in prison, Mr Madoff sat down with David Kotz, the agency’s internal watchdog, and Noelle Frangipane, his deputy, and described to them how shocked...
...The whole agency was strongly criticised in a report last month from David Kotz, the SEC inspector-general, who said it suffered ”systematic breakdowns” during its investigations into the 17-year long Madoff...
...Mr Kotz’s report, which was released on Friday by a Republican senator, said his investigation revealed a serious lack of employee oversight at the SEC....
...A report by David Kotz, the SEC’s inspector-general, into how and why the SEC failed to uncover the $65bn ‘’Ponzi’’ scheme is expected within the next six weeks, according to Ms Schapiro....
...David Kotz, the SEC inspector general, said he did not find the failure of the SEC to be the result of “the misconduct of a particular individual or individuals, and found no inappropriate influence from...
...Markopolos said he and his team planned to meet with SEC inspector general David Kotz on Thursday to turn over a list of European feeder funds “so that the French and Swiss authorities can inspect these...
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