Hints and tips:
...“These are the two key uncertainties,” says Tom Sporkin, a former SEC enforcement official and now a partner at Buckley Sandler in Washington....
...There have been some success stories,” says Tom Sporkin, a partner at Buckley Sandler and a former SEC attorney. ”Then there is the underbelly of the penny stock world, the wild west of unscrupulous promoters...
...prohibit algorithmic trading, but we are assessing the extent to which specific elements of the computer-driven trading environment may be working against investors rather than for them,” said Ms White at the Sandler...
...Additional reporting by Kara Scannell...
...Three to five years ago a regulator wouldn’t care about a millisecond or two in market data speed,” said Rich Repetto, analyst at Sandler O’Neill....
...Rich Repetto, analyst at Sandler O’Neill, said: “The rules were meant to protect investors from biased research from Wall Street....
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