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...The SEC, Finra and the Sifma, the industry lobby group for brokers, declined to comment....
...“We’re seeing a lot of flow,” said Steve Sosnick, chief strategist at Interactive Brokers....
...Several retail brokers, including Robinhood and Interactive Brokers, now offer 24-hour weekday access to US stocks with trades either matched with their internal holdings, or conducted via a “dark pool”...
...According to the SEC, its probe of Interactive Brokers “uncovered pervasive off-channel communications at all seniority levels”....
...Thus discouraged, I have moved money to another broker where I can transact in index-linked gilts for 0.1 per cent, which is much more sensible....
...In August 2016, Stifel brokers’ compliance departments discovered that the products were being recommended beyond their intended holding period, the order stated....
...Talent agency UTA has parted with veteran Hollywood power broker Michael Kassan, sparking a bitter legal battle over differing allegations about the use of a $950,000 “special expenses” fund....
...Proponents in the UK range from brokers to grocery delivery....
...Japanese brokers are focusing on stocks primed to benefit if Donald Trump returns to the White House and the US-China relationship deteriorates even further, as global interest mounts in Japan’s rising equity...
...This article has been amended to clarify that Interactive Brokers began offering some individual stocks in April, and that 80 per cent of new Interactive Brokers’ accounts that are opened overseas covers...
...That added to a doubling in price over six months, far outperforming the broader market on which its trading is based and bigger rivals such as Interactive Brokers and behemoth Charles Schwab....
...US Treasuries, major currencies and leading stock index futures are already traded around the clock from Monday to Friday and several retail brokers, including Robinhood and Interactive Brokers, offer 24...
Also in today’s newsletter: Taylor Swift’s place in football, golf’s changing of the guard, and more
...Nvidia has also dethroned Tesla as the most actively-traded name among clients of Interactive Brokers, both in terms of options and their underlying shares, notes Steve Sosnick, the brokerage’s chief strategist...
...Net profits for bank and broker Nomura surged almost 670 per cent from a year earlier in its latest quarter, as Tokyo stocks eclipsed their 1980s bubble-era high and Japanese companies raced to raise funds...
...That, at least, was the allegation made by Northwest Biotherapeutics in a suit filed against seven broker-dealers including Virtu and Ken Griffin’s Citadel Securities in late 2022....
...Already FalconX, one of the world’s largest crypto prime brokers, has said it will let clients post Buidl as collateral....
...And because we have more retail investors in the market these days, you’ve got some of the brokers like Robinhood and Interactive Brokers are offering 24-hour, five days a week....
...The broker also alleged that Alcan had deleted text messages after the company launched an investigation....
...This encompasses everything from low-cost investment platforms like Vanguard; new online brokers such as eToro and Trading 212; international entrants such as Interactive Brokers and Saxo; to fintech banks...
...Victoria Scholar, head of investment at UK broker Interactive Investor, says: “Gold has fared better than silver lately because of gold’s safe haven properties....
...Morningstar publishes its own estimates, which it admits are “conservative” and only include third-party model providers, not broker-dealers or wirehouses....
...Consumers responded in droves to digital initiatives including tie-ups with influencers and an interactive selfie generator....
...The SEC on Friday charged broker-dealers and investment advisers — including Perella Weinberg Partners and Interactive Brokers — for “widespread and longstanding failures to maintain and preserve electronic...
...Under the rules, all purchases or sales of Treasuries by broker-dealers or interdealer brokers will have to be routed through a clearing house from December 2025, while most repo trades must be cleared from...
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