Hints and tips:
Related Special Reports
...The move has caused anger in ministerial circles, fuelling fears that the Financial Conduct Authority’s approach to regulation is harming the City of London and driving business abroad....
...They had requested leniency on dividend rules and regulatory fines, as well as a 56 per cent increase to bills....
...The UK has been reluctant to push for legal interventions in the development and rollout of AI models for fear tough regulation might stymie industry growth....
...The top US consumer finance watchdog has raised doubts about megamergers in the credit card industry, just as Capital One attempts to close its $35.3bn takeover of card issuer Discover Financial Services...
...Investors’ willingness to finance the plan relies on a decent regulatory settlement, it added....
...The UK’s Financial Conduct Authority is under pressure to pause plans to name companies when it opens investigations. At present, it only does this in exceptional cases....
...In a letter published on Friday, the Financial Conduct Authority told lenders it would monitor their financial resources and use “regulatory tools to intervene if we find your firm has not undertaken any...
...Computer-driven traders in China’s $250bn quant sector are overhauling their strategies in response to a regulatory crackdown that threatens to curb industry growth and returns after a decade of gains....
...Seychelles has no legislative or regulatory framework for virtual assets and virtual-asset service providers, meaning it fails to comply with the Financial Action Task Force’s anti-money-laundering code....
...Financial education was added to the curriculum for local authority-run secondary schools in 2014 but it is largely incorporated in non-core subjects, such as citizenship, which are less of a priority for...
...The US Financial Industry Regulatory Authority hit two Stifel broker-dealer divisions with $2.3mn in fines and restitution over unsuitable recommendations on leveraged exchange traded products....
...The UK’s Competition and Markets Authority plans to launch an investigation into the domestic petcare market....
...Miles Celic, chief executive of TheCityUK, described the proposal as a “name and shame” policy and said the financial services industry was opposed to it....
...The Financial Conduct Authority last month said it would investigate certain commissions charged on car financing deals dating back a decade, saying the agreements gave lenders and dealers incentives to...
...The group said that at present it had “no legal or constructive obligation” in relation to the Financial Conduct Authority probe and had not yet booked a provision as a result....
...The £600mn takeover of the Telegraph Media Group by Abu Dhabi-backed RedBird IMI could face an in-depth regulatory review, giving the UK government more time to change the law to formally block the deal...
...Industry groups contend there is no need to change the current system....
...Richard Moriarty, chief executive of the Financial Reporting Council, said on Tuesday that there were “serious gaps” in its regulatory toolkit and asked for more powers to bring it in line with watchdogs...
...The Financial Conduct Authority, the regulator, is now conducting a review of account closures....
...The dealer rule, first proposed in 2022 and passed in early February, is the latest SEC regulation to be challenged in court by the hedge fund industry....
...Recent measures range from large-scale buying by state-run financial institutions to restrictions on mutual funds’ ability to sell shares....
...The BBC has restructured its biggest overseas news bureau after coming under regulatory scrutiny from Indian authorities after it aired a controversial documentary about Prime Minister Narendra Modi....
...wealthy individuals, under a rule proposed by an industry self-regulatory body . . ....
Why shouldn’t schemes follow a worker when they change their employer?
...US authorities feel fortunate that a Treasury market blow-up has not yet metastasised. The current regime has broadly preferred to bet on more oversight than less in financial markets....
International Edition