Hints and tips:
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
...ADQ and IHC, a listed business linked to Abu Dhabi’s ruling family, are chaired by Sheikh Tahnoon bin Zayed al-Nahyan, the UAE’s powerful national security adviser and a brother of the country’s president...
...The US Securities and Exchange Commission is seeking to compel hedge funds and private equity groups to disclose quarterly performance and fees charged to investors, as the agency pushes back against activities...
...and Exchange Commission....
...The Securities and Exchange Commission on Wednesday announced sweeping proposals to reform blank cheque vehicles, ultimately aiming to bring investor protections on Spacs more in line with traditional IPOs...
...The alleged crimes are “nothing short of a betrayal of . . . officials in the United States, including the former president”, said Mark Lesko, a US Department of Justice attorney who leads its national security...
...More than a year after the internet group announced the deal, the European Commission has approved its $2.1bn acquisition of fitness tracker Fitbit....
...Much of the funding came principally from Kohn in Philadelphia and Burford, which operated at least part in the United States. Absent the US activity, there would have been no scheme.”...
...Monetary policy in the United States, until the early 1980s, was simple and conducted exclusively within the traditional banking system....
...US Securities and Exchange Commission rules require that investment advisers register or qualify for an exemption from registration and that persons paid transaction fees comply with broker-dealer requirement...
...They call it the United States and, if anything, the states part of the American regulatory environment is getting more aggressive....
...Exchanges, business groups and the leadership of the Securities and Exchange Commission have decried the trend and are seeking ways to encourage listings....
...A further difficulty for US institutional investors is that under a Trump administration the Securities and Exchange Commission may be more resistant to lobbying for a prohibition on no-vote share classes...
...On June 14, Rex Tillerson, US secretary of state, said the US was building a “robust list” of other individuals. Domestic legal pressures are rising too....
...In a civil suit last month, the Securities and Exchange Commission accused the Omega Advisors chief executive of insider trading....
...The figures, which came out only hours before shares were due to begin trading, were so far wide of the mark that Match issued a statement to the Securities and Exchanges Commission, the US stock market...
...For a company like Rural that is traded on a major exchange, ―[t]urnover measured by average weekly trading of . . . 1% would justify a substantial presumption‖ of market efficiency. 5 Bromberg et al., Bromberg...
...IEX is working on its exchange application to the Securities & Exchange Commission. The group increased the size of its planned fundraising from $50m after receiving strong interest from investors....
...More recently, Erik had been spending many of his days in his office in Panama, dealing with investigators from the US Securities and Exchange Commission—one of the top financial regulatory agencies—who...
...The Securities and Exchange Commission, whose staff opposed many aspects of the Jobs Act, insists that hedge funds, private equity groups and companies soliciting capital must raise it only from “accredited...
...“People familiar with discussions between the bank and regulators including the Securities and Exchange Commission said JPMorgan had conceded it would have to pay some amount of money and acknowledge failures...
...The Securities and Exchange Commission has thrown out a proposed deal to resolve allegations that Philip Falcone and his hedge fund Harbinger Capital Partners misused customer funds to pay taxes, manipulated...
...They came on top of civil charges last week from the Securities and Exchange Commission alleging that Mr Cohen failed to properly supervise two SAC fund managers who are accused of insider trading....
...Abe et al are keen on ending deflation — but they are going to hinder that push with a fiscal tightening. No tension there, then....
...Chris Harris, analyst at Wells Fargo Securities, said any potential sale of Knight would be complicated by a Securities and Exchange Commission investigation into the company’s August trading mishap....
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