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InterviewUS financial regulation
US consumer finance watchdog raises alarm over credit card megadeals
...The top US consumer finance watchdog has raised doubts about megamergers in the credit card industry, just as Capital One attempts to close its $35.3bn takeover of card issuer Discover Financial Services...
April 24, 2024
UK financial regulation
Hunt warns FCA against ‘naming and shaming’ companies being investigated
...But the practice is at odds with overseas agencies such as the US Securities and Exchange Commission and the German financial regulator BaFin....
April 30, 2024
FT Live
Financial Adviser Service Awards 2024
Who gives you 5 star service?
Thursday, 21 NovemberNatural History Museum, Cromwell Road, London, UK
European banks
UBS chief Sergio Ermotti hits out at Europe’s ‘parochial’ view of banks
...“Look back at the US banks [and] how they got into their position....
March 6, 2024
Exchange traded funds
Charles Schwab eyes UK rollout for US-domiciled ETFs
...US financial services giant Charles Schwab is “closely” watching the UK regulatory landscape in the hope of distributing its US-domiciled exchange traded funds into the market later this year....
April 26, 2024
Sovereign bonds
When light floods Europe’s bond market
...Those murmured complaints became a cacophony after the financial crisis, when more onerous regulations killed proprietary trading desks and curtailed the ability of banks to make markets, and fears “bond...
April 30, 2024
US financial regulation
US regulator pauses plans to scrutinise big investors in banks
...“I would like for us as a board to [say] that we should not be accepting self-certification.”...
April 25, 2024
FT Live
Financial Advice Forum
Optimising client centric advice in uncertain times
Tuesday, 24 September8-14 Cooper's Row, London EC3N 2BQ, UK
US financial regulation
Ban on non-compete agreements sends shockwave across Wall Street
...Industry groups counter that it will make US financial companies less competitive, drive up compliance costs and lead to a flood of lawsuits between employers and departing workers....
April 26, 2024
LexFinancial Conduct Authority UK
Naming and shaming banks is a regulatory insight too far Premium content
...The UK’s Financial Conduct Authority is under pressure to pause plans to name companies when it opens investigations. At present, it only does this in exceptional cases....
April 24, 2024
LexInsider trading
Insider trading ruling is a warning for executives who get creative Premium content
...The US does not have a specific insider trading prohibition. Rather it relies on anti-fraud statutes based on theories of theft and misuse of information....
April 24, 2024
Binance
Binance’s former chief Changpeng Zhao sentenced to 4 months in jail
...The 47-year-old, known in the crypto world as CZ, surrendered to US authorities in November....
April 30, 2024
Mifid
FCA proposes to reverse Mifid rules on investment research
...The FCA said the move would give fund managers “greater freedom in how they pay for research, supporting their investment decisions”, and bring the UK more in line with EU and US rules on paying for investment...
April 10, 2024
Morgan Stanley
More US regulators join Morgan Stanley wealth management probe
...Regulators are looking into the level of thoroughness of the investigations Morgan Stanley conducted around the source of clients’ wealth and their financial activity....
April 11, 2024
The FT ViewThe editorial board
The limits of splitting UK and EU financial services
...It is just one of several regulations that financial services businesses with cross-Channel operations have been trying to navigate after Brexit....
February 21, 2024
Investment research
Sorry, rebundling research isn’t going to work
...It also applies to European financial regulators....
April 15, 2024
FT Swamp Notes
Power, productivity and how our system works Premium content
...of the Dodd-Frank regulation....
April 22, 2024
FT Live
US Pharma and Biotech Summit
Strategies for innovation, pricing and access
Thursday, 16 MayNew York, NY, USA
Apple Inc
US accuses Apple of building smartphone market monopoly in antitrust case
...US officials declined to comment on which remedies they will ultimately seek....
March 21, 2024
Simon Samuels
Capital levels are a poor predictor of bank failure
...Of course, such an approach might be open to market manipulation, but as an input into regulation it would be a great addition....
April 28, 2024
Inside BusinessPatrick Jenkins
How Basel III leaves banks with weak points on both sides of the Atlantic
...In the 15-plus years since the financial crisis, the western world has been through a protracted process of rewriting regulations to protect against another 2008....
March 18, 2024
Trade Secrets
Autoworkers of the world, unite! (Ish.) Premium content
...It has backed the UAW’s unionising campaign in the US....
April 29, 2024
On Wall StreetWilliam Cohan
The bank argument on the Basel III endgame is bunk
...What regulator could be against safer banks at the heart of our financial system?...
March 23, 2024
US & Canadian companies
Nearly all Americans agree . . .
...Public comments on a 316-page piece of financial regulation . . . surely representative of the American public itself, right?...
March 7, 2024
Markets InsightChris Dixon
Crypto regulation must not prioritise memes over matter
...It emerged as a loose community online when someone ironically added a cryptocurrency that later had some financial value....
April 18, 2024
InterviewEU economy
EU faces decline without market reform, report warns
...The EU must integrate its financial, energy and telecommunications markets or face losing its “economic security” and falling further behind the US and China, the author of a new report has warned....
April 15, 2024
US banks
FDIC ponders tighter checks on big ‘passive’ investors in US banks
...McKernan told the Financial Times he wants to monitor compliance with those “passivity letters” by asset managers....
April 22, 2024
Federal Deposit Insurance Corp
US regulator criticises Swiss handling of Credit Suisse as ‘unhelpful’
...US authorities have never used the authority they were given after the 2008 crisis to handle global bank failures....
April 10, 2024

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