Hints and tips:
...It said in its annual report on shareholder voting that many of this year’s proposals were too prescriptive or pointless, and cited a US Securities and Exchange Commission policy change that has allowed...
...And further growth now appears likely, with BlackRock — the world’s largest asset manager — recently filing plans with the US Securities and Exchange Commission to launch its first two buffer funds....
...China’s Securities and Regulatory Commission and the Shanghai government did not comment, while Ant Group itself said its joint venture with Vanguard was operating as usual and declined to comment on “market...
...Crypto tokens are not securities any more than baseball cards or sports bets are. Prosecute fraud, maybe regulate crypto exchanges like casinos, and keep the SEC et al out of it....
...The US Securities and Exchange Commission in February proposed that private equity funds should provide standardised quarterly data on fees, expenses and performance....
...SBF’s fraud began the day it was launched, the US Securities and Exchange Commission said in separate civil charges against the former FTX boss....
...Former employees say documents recording these sales have been requested by the US Securities and Exchange Commission....
...American stock exchanges are pursuing listings from companies in south-east Asia and India to counteract a slowdown in business from China....
...Intriguingly, professor Coates is now acting director of the US Securities and Exchange Commission’s division of corporate finance....
...The report noted that the US Securities and Exchange Commission this year formed a team in its enforcement division to hunt for ESG misconduct....
...a partner at Simpson Thacher and former enforcement chief of the Securities and Exchange Commission....
...Yet early next year, the two are likely to find themselves the subject of a Securities and Exchange Commission vote that is designed to cut them down to size, but which they warn risks damaging corporate...
...On Thursday, the Securities and Exchange Commission, the US financial regulator, will examine the role of proxy advisers as part of a round-table on shareholder issues....
...Regulators including at the Securities and Exchange Commission and the New York Department of Financial Services were probing the matter....
...If Americans wanted to shift between funds or countries, new online “fund supermarkets” sprung up to let them move their pension fund money as much as they liked....
...Jay Clayton, chairman of the Securities and Exchange Commission, said as much on Wednesday when the regulator revealed that a hack of its own systems last year may have allowed traders to reap illicit gains...
...The money comes in little bips on every order that goes through exchanges and companies such as Citadel Execution Services, KCG, UBS Securities or Two Sigma, which execute the buy or sell orders directed...
...Assets under management at Leon Cooperman’s Omega Advisors have dropped by about a quarter to $4bn after the hedge fund was ensnared in an insider trading probe by the US Securities and Exchange Commission...
...Snap’s largest age group is Americans aged 18 to 24. More than 60 per cent of its users live in the top 10 advertising markets, its filing to the Securities and Exchange Commission said....
...The supervisory framework — with responsibility shared by the Securities and Exchange Commission and the Financial Industry Regulatory Authority — has been successful in stamping out abuses, says Alice...
...And we have doubled our foreign exchange reserves. And we have a clear, consistent and accountable monetary policy framework, admired around the world....
...Since the Dodd-Frank reforms of 2010, US hedge funds have been required to register with the Securities and Exchange Commission, and hedge fund managers now get most of their money from pension funds, which...
...Syria, over-ran military bases, police stations and the airport, forcing security personnel to abandon their posts....
...The rules, finalised by the Securities and Exchange Commission after a two-year delay, require certain funds, which had been treated like bank accounts but with better returns, to switch to a floating share...
...The arrival of the Dodd-Frank Wall Street reforms – which require hedge funds with more than $150m in assets, including leverage, to register with the Securities and Exchange Commission – also removes a...
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