Hints and tips:
...The deal has been marred by delays, facing investigations by the US Securities and Exchange Commission and federal prosecutors....
...But in a case called Gustafson v....
...The US Securities and Exchange Commission’s decision last month to adopt sweeping new rules for the private fund industry is prompting some smaller fund managers to look for their first full-time general...
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...And the Securities and Exchange Commission, in its draft climate disclosure rule, has outlined proposed requirements for companies to disclose details about the quality of carbon credits they have bought...
...However, a bipartisan group of American lawmakers has sent a letter to the Securities and Exchange Commission urging it to block the IPO until the company can prove it is not using forced labour in China...
...And further growth now appears likely, with BlackRock — the world’s largest asset manager — recently filing plans with the US Securities and Exchange Commission to launch its first two buffer funds....
...Ultimately, corporate laggards on carbon emissions disclosures will be pulled into the daylight by the Securities and Exchange Commission when the agency adopts climate disclosures at some point this year...
...The Securities and Exchange Commission has postponed an amendment to ‘rule 15c2-11’ until January 4, 2025, giving broker dealers in the bond market two more years to prepare themselves....
...The Securities and Exchange Commission has postponed an amendment to Rule 15c2-11 until January 4 2025, giving broker dealers in the bond market two more years to prepare themselves....
...Isaacson writes that the $11bn tax bill attached to the sale was “enough to fund the entire budget of his antagonists at the Securities and Exchange Commission for five years,” as if they’re meant to be...
...FTX said in court filings it was in contact with US federal prosecutors, the Securities and Exchange Commission, the Commodity Futures Trading Commission and “dozens of federal, state and international regulatory...
...The charges filed by New Jersey prosecutors, together with a parallel civil action by the Securities and Exchange Commission, shed light on one of the strangest episodes to emerge from the financial frenzy...
...Sir Tim Barrow, Britain’s former ambassador to the EU and now Sunak’s national security adviser, is said to have played a key role in “calming nerves”....
...the day-to-day demands of leading the European Commission with remarkable skill and grace and has broken barriers as its first female president....
...The Alliance for Fair Board Recruitment is suing both the state of California and the Securities and Exchange Commission over rules aimed at increasing racial and other types of diversity on corporate boards...
...But while the FTX chief was suggesting better ways to de-risk financial transactions, his is just the kind of crypto business that Gary Gensler, chair of the Securities and Exchange Commission, is targeting...
...Meanwhile, the Securities and Exchange Commission in June affirmed the shutdown of online news site Rappler — headed by Duterte critic and Nobel Peace Prize winner Maria Ressa — for allegedly breaching foreign...
...In December, JPMorgan Chase agreed to pay $200mn in fines to the US Securities and Exchange Commission and the Commodity Futures Trading Commission for failing to keep records of staff communications on...
...In a letter to Twitter’s board attached to the filing he made to the US Securities and Exchange Commission, he leaves room for a quick exit strategy....
...The US Securities and Exchange Commission is seeking to compel hedge funds and private equity groups to disclose quarterly performance and fees charged to investors, as the agency pushes back against activities...
...Microsoft Exchange Server compromise to Beijing....
...A similar logic appears to be at work inside the US Securities and Exchange Commission, where chair Gary Gensler has started a YouTube show....
...The blank-cheque boom began to fade earlier this year after the Securities and Exchange Commission raised concerns about the optimistic revenue projects made in Spac deals....
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