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July 18, 2008
Regulators pore over Wachovia files in securities probe
...documents at the Missouri headquarters of Wachovia's brokerage affiliate. The regulators...looking for information concerning Wachovia Securities' sales practices, internal evaluations...auction-rate securities market and marketing strategies, according...the inspection was "not a raid" and "no enforcement action has been...s inspection was prompted after Wachovia Securities did not fully comply with requests... By Joanna Chung in New York
July 18, 2008
Regulators sift Wachovia files
...documents at the Missouri headquarters of Wachovia's brokerage affiliate. They were looking for information on Wachovia Securities' sales practices, internal evaluations...auction-rate securities market and marketing strategies, according...the inspection was "not a raid" and "no enforcement action has been...the inspection was prompted after Wachovia Securities did not fully comply with requests... By Joanna Chung in New York
January 22, 2008
BofA and Wachovia hit by writedowns
...Earnings at Bank of America and Wachovia plunged in the fourth quarter...related asset writedowns and higher provisions for consumer...of mortgages packaged into securities and cut into different slices...in a deal worth $4bn. Wachovia said fourth-quarter income was... By Ben White in New York
2:00am
UK's financial services regulator quits
...markets. His intellectual rigour, creativity and expertise have served the markets well and helped us address regulatory concerns common...said Mary Schapiro, who chairs the US Securities and Exchange Commission.Uncertainty about the... By Brooke Masters, Patrick Jenkins and Nicholas Timmins,in London
2:00am
Sants resigns from FSA but Tories open the door to a future role
...make it difficult to recruit a successor and could reduce Britain's influence at...at Slaughter & May.If the Tories win and push forward with their reform plans...internationally.Mary Schapiro, chairman of the US Securities and Exchange Commission, said: "Hector... By Brooke Masters, George Parker, Patrick Jenkins and,Nick Timmins
September 17, 2008
Morgan Stanley in talks with Wachovia
...including Citigroup, JPMorgan Chase and Wells Fargo but it is unclear whether...investor attention to Morgan Stanley and Goldman amid concerns about the viability...received a phone call from Charlotte-based Wachovia on Wednesday and its executives were considering the approach...Teasury secretary, and Christopher Cox, Securities and Exchange Commission chairman, accusing... By Francesco Guerrera, Julie MacIntosh, Henny Sender and Saskia Scholtes in New York, and Jamil Anderlini in Beijing
May 6, 2008
Wachovia hit by policies revaluation
...7bn in new capital. Last month, Wachovia also agreed to pay up to $144m to...stop abusive telemarketing practices. Wachovia shares were little changed in midday...future quarters. In a filing with the Securities and Exchange Commission, Wachovia said it had “reviewed information... By Ben White in New York
September 22, 2008
Wachovia merger talks on hold
...such an investment. Charlotte-based Wachovia and Morgan Stanley had continued talking...value the $120bn-plus of mortgages on Wachovia’s books. The merger discussions...After the collapse of Lehman Brothers and Merrill Lynch’s $50bn rescue takeover...In return, the Fed will replace the Securities and Exchange Commission as their main... By Francesco Guerrera in New York
January 23, 2008
BofA and Wachovia earnings plunge
...Earnings at Bank of America and Wachovia plunged in the fourth quarter...related asset writedowns and higher provisions for consumer...mortgages, packaged into securities and cut into different slices...spite of current conditions. Wachovia said fourth-quarter income... By Ben White in New York
January 23, 2008
BofA and Wachovia profits fall
...Earnings at Bank of America and Wachovia plunged in the fourth quarter...related asset writedowns and higher provisions for consumer...mortgages, packaged into securities and cut into different slices...executive six years ago. Wachovia said fourth-quarter income... By Ben White in New York