Hints and tips:
...Wall was detained this month by authorities in the UAE, the people said, as he was in the process of working out a plan to stabilise Brooge after the fraud charges from the US Securities and Exchange Commission...
...Much of the funding came principally from Kohn in Philadelphia and Burford, which operated at least part in the United States. Absent the US activity, there would have been no scheme.”...
...They call it the United States and, if anything, the states part of the American regulatory environment is getting more aggressive....
...Exchanges, business groups and the leadership of the Securities and Exchange Commission have decried the trend and are seeking ways to encourage listings....
...Mr Cooperman has also said that the US Attorney in New Jersey’s investigation of him and his firm is on hold, “pending the Supreme Court’s decision in Salman v United States”....
...The European Commission is trying to tie us down with red tape, regulate the data we pass to the National Security Agency and is claiming up to $8bn from Apple in unpaid taxes....
...For a company like Rural that is traded on a major exchange, ―[t]urnover measured by average weekly trading of . . . 1% would justify a substantial presumption‖ of market efficiency. 5 Bromberg et al., Bromberg...
...The “back end” of the network – the part where Netflix connects to Comcast et al – would be a tightly-regulated telecoms service....
...A unit of Alcoa, with whom Alba settled a parallel civil lawsuit in 2012, paid $384m in January and pleaded guilty to a bribery charge following an investigation by DoJ and the Securities and Exchange Commission...
...“People familiar with discussions between the bank and regulators including the Securities and Exchange Commission said JPMorgan had conceded it would have to pay some amount of money and acknowledge failures...
...al, and without the stay in place....
...Abe et al are keen on ending deflation — but they are going to hinder that push with a fiscal tightening. No tension there, then....
...British investors make up over 50 per cent of the capitalisation of the Nairobi Securities Exchange....
...So it’s not surprising that the first response from Buchheit et al is to answer back with bits of the bond contract that suggest sneaky loopholes instead....
...Filings with the Securities and Exchange Commission ahead of the initial public offering had included a clause preventing shareholders from bringing class-action lawsuits against the company in the event...
...., Oct. 19, 2011 – The Securities and Exchange Commission today charged Citigroup’s principal U.S. broker-dealer subsidiary with misleading investors about a $1 billion collateralized debt obligation (CDO...
...The US Securities and Exchange Commission has written to several companies in the past few months asking why they had not disclosed business dealings in Syria, Iran, Sudan and Cuba....
...He did say that the CFTC and the Securities and Exchange Commission “have a great relationship with international regulators. Our staffs work hand-in-glove”....
...When he took over, the company was facing an investigation by the US Securities and Exchange Commission for allegedly “channel stuffing” – shipping excessive concentrate to bottlers in Japan; it was accused...
...An announcement from the SEC on Wednesday, emphasis (and a bit of chuckling) ours: Washington, D.C., Dec. 8, 2010 — The Securities and Exchange Commission today charged a Baltimore-based business consultant...
...The national registry is a sort of back office, where all the country’s state and commercial ETS allowances are held and trades are logged....
...The agreement will be made public in filings with the Securities and Exchange Commission....
...Related links: Securities and Exchange Commission v. David K. Donovan, Jr. and David R....
...FT Alphaville suspects there was much wringing of hands and haranguing of underlings happening at the offices of the US attorneys, the Department of Justice and the Securities and Exchange Commission on...
...In a filing with the Securities and Exchange Commission on Tuesday, Finger Interests took the board to task for allegedly not casting a wider net for outside candidates....
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