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...“In a negligence case the defendant’s state of mind — their intent or lack thereof — is not pertinent to the analysis,” says Alan Wolper, a partner in the Chicago office of law firm Ulmer & Berne....
...Howard Groedel, a partner at US law firm Ulmer & Berne, said asset managers are scrambling to hire compliance staff to ensure their businesses are protected....
...Howard Groedel, chairman of the securities regulatory compliance group at Ulmer & Berne, a US law firm, believes the impact of the relaxation of the marketing rules was “overhyped”....
...& Berne, a US law firm....
...Howard Groedel, a partner at Ulmer & Berne, a law firm, said that mutual fund providers are the “big losers” of this rule change as “hedge funds will now be able to compete for investors”....
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