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European banks
UBS chief Sergio Ermotti hits out at Europe’s ‘parochial’ view of banks
...“Look back at the US banks [and] how they got into their position....
March 6, 2024
777 Partners
US regulators push insurers to cut exposure to Everton bidder 777 Partners
...Regulators in the US states of Utah and South Carolina are moving to force five insurers to cut their exposure to the Miami investment firm 777 Partners, according to an official memo seen by the Financial...
April 1, 2024
FT Live
Financial Adviser Service Awards 2024
Who gives you 5 star service?
Thursday, 14 NovemberNatural History Museum, Cromwell Road, London, UK
Morgan Stanley
More US regulators join Morgan Stanley wealth management probe
...Regulators are looking into the level of thoroughness of the investigations Morgan Stanley conducted around the source of clients’ wealth and their financial activity....
April 11, 2024
Investment research
Sorry, rebundling research isn’t going to work
...It also applies to European financial regulators....
April 15, 2024
InterviewEU economy
EU faces decline without market reform, report warns
...The EU must integrate its financial, energy and telecommunications markets or face losing its “economic security” and falling further behind the US and China, the author of a new report has warned....
April 15, 2024
Fund regulation
Managers to shut or convert $220bn of US money market funds before rule change
...new regulations....
April 11, 2024
FT Live
Financial Advice Forum
Optimising client centric advice in uncertain times
Tuesday, 24 September8-14 Cooper's Row, London EC3N 2BQ, UK
The FT ViewThe editorial board
The limits of splitting UK and EU financial services
...It is just one of several regulations that financial services businesses with cross-Channel operations have been trying to navigate after Brexit....
February 21, 2024
LexEuropean banks
European banks will struggle to get much ‘strategic’ love Premium content
...Banks everywhere, including the powerful US lobby, moan that they are hobbled by burgeoning rules and regulation....
April 17, 2024
Mifid
FCA proposes to reverse Mifid rules on investment research
...The FCA said the move would give fund managers “greater freedom in how they pay for research, supporting their investment decisions”, and bring the UK more in line with EU and US rules on paying for investment...
April 10, 2024
Apple Inc
US accuses Apple of building smartphone market monopoly in antitrust case
...US officials declined to comment on which remedies they will ultimately seek....
March 21, 2024
UK banks
Sex workers denounce UK banks for waging ‘war’ on their jobs
...But activists say that blocking sex workers’ access to financial services, including current and business accounts, can make them more vulnerable to financial exploitation, leaving them at higher risk of...
April 17, 2024
Inside BusinessPatrick Jenkins
How Basel III leaves banks with weak points on both sides of the Atlantic
...In the 15-plus years since the financial crisis, the western world has been through a protracted process of rewriting regulations to protect against another 2008....
March 18, 2024
Neil Woodford
Neil Woodford had a ‘defective’ understanding of responsibilities, FCA says
...Former star fund manager Neil Woodford had a “defective” understanding of his responsibilities in the run-up to the collapse of his £3.7bn Equity Income Fund, the UK financial regulator said in its first...
April 11, 2024
On Wall StreetWilliam Cohan
The bank argument on the Basel III endgame is bunk
...What regulator could be against safer banks at the heart of our financial system?...
March 23, 2024
US & Canadian companies
Nearly all Americans agree . . .
...Public comments on a 316-page piece of financial regulation . . . surely representative of the American public itself, right?...
March 7, 2024
FT Live
Financial Times @COP
FT Live events coinciding with COP
Monday, 11 NovemberBaku, Azerbaijan
US banks
US regulator proposes new limits on big bank mergers
...If the guidelines come into force, it will be the first time since the financial crisis that the watchdog has updated its rules governing takeovers....
March 21, 2024
Exchange traded funds
Cboe asks SEC for green light to list multi-share class funds
...The US ETF industry now has a record $8.9tn of assets under management....
April 5, 2024
Cryptocurrencies
SEC seeks $2bn from Ripple Labs over sales of crypto tokens
...The US Securities and Exchange Commission is seeking $2bn in penalties from Ripple Labs after a US federal court found the cryptocurrency group had violated securities laws by improperly selling some tokens...
March 26, 2024
FT News Briefing podcast13 min listen
Prime money markets funds are in trouble
...Three more US regulators have opened probes into Morgan Stanley, managers are planning to shut or convert US prime money market funds ahead of new regulations, and the European Central Bank held interest...
April 12, 2024
Federal Deposit Insurance Corp
US regulator criticises Swiss handling of Credit Suisse as ‘unhelpful’
...US authorities have never used the authority they were given after the 2008 crisis to handle global bank failures....
April 10, 2024
LexHelen Thomas
The Lex Newsletter: Doing the splits Premium content
...Nor will it be able to change the basic financial structure of the game. Lex kicked off here....
March 20, 2024
Moral Money
A pivotal moment for US climate regulation Premium content
...Materiality mayhem Assuming the SEC rule does survive, it will be a weak link in the chain of climate reporting regulations around the world....
March 8, 2024
Climate change
SEC votes to require company climate disclosures with scaled-back rule
...The proposal comes as US regulators face opposition from more pro-business judges sitting in higher courts....
March 6, 2024
US financial regulation
AI heralds the next generation of financial scams
...AI is also being used by banks to support an army of staff assessing potential breaches of anti-money laundering regulations....
January 19, 2024
Personal Finance
Should UK investors have easier access to crypto?
...Cryptocurrency investors and firms in the UK are expressing frustration at being left behind their US counterparts, after US regulators approved several mainstream products that have made it easier than...
April 12, 2024

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