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...Washington has added Nuctech to the commerce department’s entity list for “its involvement in activities contrary to the national security interests of the US” and warned that “several countries have raised...
...Exchanges are directly supervised by the Securities and Exchange Commission and tested for their stability and security as well as needing approval to alter any rules....
...The US Securities and Exchange Commission is pushing for collapsed cryptocurrency firm Terraform Labs and its co-founder Do Kwon to pay more than $5bn in fines and interest, after both were found liable...
...US securities laws do not empower the Securities and Exchange Commission to make merit-based judgments about an investment. Nor is it the SEC’s job to end speculation altogether....
...The Securities and Exchange Commission insists there is nothing revolutionary about its case. Panuwat signed a confidentiality agreement with his employer which he breached when he traded in Incyte....
...In last night from the SEC: The Securities and Exchange Commission today [Thursday] announced that Skechers U.S.A....
...Cboe Global Markets has asked the Securities and Exchange Commission to allow companies to list exchange traded fund shares of their existing US mutual funds, a rule change sought by several large asset...
...proven to be inaccurate or misleading in any material respect; The filing, an annex to the group’s annual 10-K report last March, is an “amended and restated” (though clearly not by enough) credit and security...
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...The US Securities and Exchange Commission is seeking $2bn in penalties from Ripple Labs after a US federal court found the cryptocurrency group had violated securities laws by improperly selling some tokens...
...Besides a handful of shortlived bans on popular X accounts — and of course hedge funder Bill Ackman’s ongoing campaign against brevity — the SEC seems to have experienced a security hiccup....
...One analyst coined the term “Cointucky Derby” to describe how the new ETFs shot out of the gate once the Securities and Exchange Commission reluctantly fired its regulatory starting gun, early in the new...
...The Australian Securities and Investments Commission, the companies regulator, said ASX’s misconduct was “serious” as it failed to detect an issue with the configuration of its systems that was not providing...
...As the dust settles on the excitement from Washington this week, we have an analysis today on some of the key aspects of the Securities and Exchange Commission’s climate disclosure rule....
...Since January, when the US Securities and Exchange Commission approved “spot” bitcoin ETFs — which hold the actual currency, rather than futures contracts on it — 11 have been launched by firms including...
...But Securities and Exchange Commission concerns about potential conflicts of interest between the mutual fund and ETF share classes and a busy rulemaking agenda were combining to extend the wait for a decision...
...As of this writing, the US Securities and Exchange Commission is putting the finishing touches on its climate disclosure rule....
...Prices of cryptocurrencies swung sharply on Tuesday after a false post on the US Securities and Exchange Commission’s official X account claimed the regulator had approved the first-ever US spot bitcoin...
...From the ECB blog today: On 10 January, the US Securities and Exchange Commission (SEC) approved spot exchange-traded funds (ETFs) for Bitcoin....
...Now the Securities and Exchange Commission, the Office of the Comptroller of the Currency and the Treasury are also involved, the person said....
...It is dated 1934, the year the Securities and Exchange Commission was established to regulate markets....
...Further reading— US law firms hand out bonuses and raise pay despite slowdown (FT)...
...The civil verdict, handed down after a nine-day trial in Manhattan federal court, is a win for the US Securities and Exchange Commission as the regulator has unleashed a crackdown on the cryptocurrency sector...
...The Securities and Exchange Commission, as anticipated, approved spot bitcoin ETFs yesterday....
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