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Asia-Pacific equities
Beijing tells some investors not to sell as Chinese stock rout resumes
...Instead the China Securities Regulatory Commission and stock exchanges in Shanghai and Shenzhen have turned to issuing private window guidance....
January 16, 2024
Skechers USA Inc
Skechers’ family troubles
...In last night from the SEC: The Securities and Exchange Commission today [Thursday] announced that Skechers U.S.A....
March 8, 2024
FT Live
FTWeekend Festival: U.S. edition
Where the Financial Times weekend paper comes to life
Saturday, 4 MayThe REACH, at the Kennedy Center for the Performing Arts, F Street Northwest, Washington, DC, USA
Nigeria
Nigeria blocks access to crypto exchanges in effort to curb currency slide
...A local Binance entity was declared illegal by the Nigeria Securities and Exchange Commission last year because it was not “registered or regulated” by the agency....
February 22, 2024
FT Alphaville
Even multibillionaires are tempted by the thrill of insider trading
...But this is just bizarre: The Securities and Exchange Commission today announced insider trading charges against Andreas “Andy” Bechtolsheim, the founder and Chief Architect of Silicon Valley-based technology...
March 27, 2024
Bitcoin
SEC approves first spot bitcoin ETFs in boost to crypto advocates
...The US Securities and Exchange Commission has approved the first spot bitcoin exchange traded funds in a watershed moment that cryptocurrency enthusiasts are betting will draw new retail and institutional...
January 11, 2024
US Treasury bonds
Dissecting Gensler’s Treasury speech
...Government Securities Markets included a recommendation that: “Consideration should be sought in expanding clearing arrangements for U.S....
November 8, 2023
FT Live
Infrastructure Investment in Latin America and the Caribbean
Identifying opportunities for investors and asset managers
Wednesday, 12 June237 Park Avenue, New York, NY, USA
Investments
Testing AI’s mettle on metals pricing Premium content
...While the Securities and Exchange Commission gave the green light to 11 bitcoin ETFs in January, the long-term benefits to Coinbase are not clear cut....
February 23, 2024
FT Alphaville
Are syndicated loans securities? And why does it matter?
...But in a case called Gustafson v....
July 26, 2023
Cryptocurrencies
Beanie babies, stablecoins and Congress
...First is this passage from a recent Coinbase legal filing, which asks a New York judge to dismiss the Securities and Exchange Commission’s lawsuit claiming the platform has been illegally listing securities...
August 7, 2023
US & Canadian companies
Morgan Stanley got off lightly
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
January 15, 2024
Moral Money
How will the world’s biggest coal exporter wean itself off the fuel? Premium content
...And I report on the Securities and Exchange Commission dropping “ESG” from its 2024 examination priorities. So what’s next for Washington’s scrutiny of the ESG sector?...
October 20, 2023
US & Canadian companies
Private equity is in for rampant consolidation
...The US Securities and Exchange Commission’s decision last month to adopt sweeping new rules for the private fund industry is prompting some smaller fund managers to look for their first full-time general...
September 18, 2023
Scoreboard
The sports payday made in Manchester Premium content
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
January 20, 2024
Due Diligence
The man who holds a $3.5bn trump card Premium content
...During those two years, both the Securities and Exchange Commission and the Department of Justice launched probes into the transaction, a member of DWAC’s board of directors was arrested on insider trading...
March 22, 2024
Investment research
Brokers sceptical of research renaissance after Mifid rollback
...Mifid II’s requirement for direct payments left US brokers at risk of having to register as investment advisers at home, and a US Securities and Exchange Commission waiver for ran out this month....
July 14, 2023
FT Live
Crypto and Digital Assets Summit
Connecting leaders in crypto with mainstream finance
Wednesday, 8 MayLondon
Financial & markets regulation
US default would make Cyclone Roller Coaster ‘look like a kiddie ride’
...We’ve already seen an effect in the pricing and liquidity of short-dated Treasury bills and continue to monitor for any additional tremors. If the U.S....
May 11, 2023
Insider trading
Former Goldman and Blackstone employee charged with insider trading
...The Securities and Exchange Commission also sued Viggiano, Forlano, Salamone, and a fourth individual, Nathan Bleckley, for allegedly trading on unlawfully disclosed information....
September 28, 2023
Cryptofinance
Ransomware spoils crypto industry clean up Premium content
...At its 2023 height, Binance comfortably controlled over half of the global spot crypto market, but the Commodity Futures Trading Commission and Securities and Exchange Commission dealt hammer blows to the...
July 14, 2023
FT Alphaville
SEC goes after Justin Sun, Lindsay Lohan and Soulja Boy
...The Commission also alleges that Sun violated the antifraud and market manipulation provisions of the federal securities laws by orchestrating a scheme to artificially inflate the apparent trading volume...
March 22, 2023
Cryptofinance
Is the US trying to kill crypto’s decentralised finance?
...The true believers of crypto have never understood that — their very mantra is giving people a means to shield themselves from government oversight,” John Reed Stark, the Security and Exchange Commission...
July 21, 2023
Moral Money
Sunak spikes the punch at Climate Week Premium content
...And that, as some executives told me, presents a conundrum for large companies, since the Securities and Exchange Commission has backed away from the idea of making Scope 3 reporting mandatory on a federal...
September 22, 2023
ETF Hub
Volatile markets increase appeal of ETFs with a buffer
...And further growth now appears likely, with BlackRock — the world’s largest asset manager — recently filing plans with the US Securities and Exchange Commission to launch its first two buffer funds....
April 24, 2023
X Corp
Fact-checking some dull bits of Elon Musk’s biography
...Isaacson writes that the $11bn tax bill attached to the sale was “enough to fund the entire budget of his antagonists at the Securities and Exchange Commission for five years,” as if they’re meant to be...
September 22, 2023
News in-depthBrexit
Inside the secret talks that broke Brexit deadlock on N Ireland
...Sir Tim Barrow, Britain’s former ambassador to the EU and now Sunak’s national security adviser, is said to have played a key role in “calming nerves”....
February 28, 2023
Sam Bankman-Fried
SBF charged with “orchestrating a massive, years-long fraud”
...UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK Plaintiff: SECURITIES AND EXCHANGE COMMISSION Defendant: SAMUEL BANKMAN-FRIED Plaintiff Securities and Exchange Commission (the “Commission”)...
December 13, 2022

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