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US & Canadian companies
Morgan Stanley got off lightly
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
January 15, 2024
Bitcoin
Imaginary bitcoin ETFs are already 30 times more valuable than all the actual bitcoin ETFs
...Social media noise can push token prices around (Tandon et al), but not as effectively as mainstream media coverage (Coulter)....
October 27, 2023
FT Live
FTWeekend Festival: U.S. edition
Where the Financial Times weekend paper comes to life
Saturday, 4 MayThe REACH, at the Kennedy Center for the Performing Arts, F Street Northwest, Washington, DC, USA
Scoreboard
The sports payday made in Manchester Premium content
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
January 20, 2024
Moral Money
Sunak spikes the punch at Climate Week Premium content
...And that, as some executives told me, presents a conundrum for large companies, since the Securities and Exchange Commission has backed away from the idea of making Scope 3 reporting mandatory on a federal...
September 22, 2023
UnhedgedRobert Armstrong
The SEC should not touch crypto Premium content
...Crypto tokens are not securities any more than baseball cards or sports bets are. Prosecute fraud, maybe regulate crypto exchanges like casinos, and keep the SEC et al out of it....
December 9, 2022
Unhedged
Don’t regulate crypto as finance Premium content
...Similarly, Securities and Exchange Commission chair Gary Gensler has said that the basic US laws governing securities, exchanges, brokers, funds and advisers, passed in the middle of the past century, should...
November 22, 2022
FT Live
Crypto and Digital Assets Summit
Connecting leaders in crypto with mainstream finance
Wednesday, 8 MayLondon
UnhedgedEthan Wu
Gary Gensler’s big dreams Premium content
...Whatever you might think of Robinhood et al, retail investors do appear to value their services. You can’t ignore the regulatory politics either....
July 25, 2022
Derivative exchanges
Did a major financial institution kinda maybe slightly default in March 2020?
...There is for sure a debate to be had about when the Federal Reserve et al should have pivoted their stance more forcefully to tackle inflationary pressures, and what they should and shouldn’t do now....
May 27, 2022
Letter
Letter: Reform is needed to tighten SEC rules on insider share trading
...Your article “Lax rules allow corporate fat cats to dump stock” (Opinion, December 23) referred to a study by David Larcker et al explaining how the US Securities and Exchange Commission created a special...
January 6, 2022
Newsletter
Aviva’s Amanda Blanc: from mining heartland to heart of capitalism
...The Securities and Exchange Commission is plotting a crackdown after fining BNY Mellon’s investment adviser division $1.5mn for allegedly misstating and omitting information about ESG investment considerations...
May 30, 2022
FTfmJohn Dizard
What is the true value of Burford’s $773m claim against YPF?
...For example, in a 2010 opinion (Chevron Corp v Steven Donziger, et al) handed down from the US district court in Manhattan, the judge wrote that the “evidence at trial established that Donziger, a New York...
May 1, 2020
News in-depthFT Alphaville
What’s really in your ETF basket?
...A new SEC rule brought in at the end of last year has made it much easier for official dealers to negotiate the types and proportions of securities they deliver to exchange traded fund (ETF) managers when...
February 10, 2020
FT AlphavilleJemima Kelly
CryptoMom wants to give the crypto kids a break
...For the Securities Exchange Commission (SEC)’s Hester Peirce, a commissioner at the US financial regulator with libertarian leanings, it appears to be the former. Ms....
February 7, 2020
FT SeriesSomeone is wrong on the internet
'Short-termism' isn't a thing, say Fed economists
...The affliction has apparently become so acute that President Trump announced in August (via Twitter, of course) that he'd requested the US Securities and Exchange Commission to consider scrapping a decades-old...
October 5, 2018
UK business
UK economists’ survey: recovery will be slower than in peer countries
...Yes, the numbers are bigger, but the shock, while not a V is shorter and sharper than that crash, and the pre-crisis fiscal situation was strong....
January 3, 2021
FT Live
US Decarbonization and Industrial Transition Summit
Securing the resources to build and finance America's clean energy future
Wednesday, 29 MayWashington, D.C., USA
FTfmJohn Dizard
London may be key to ‘hot’ euro-yuan rival to the US dollar
...This was disproved by the trial of US v Zarrab et al, in which a Turkish banker and a gold trader were convicted of laundering Iranian oil and gas revenues....
January 7, 2018
FT AlphavilleMarkets
Further reading
...– “Tyson Foods Inc disclosed on Monday it has received a subpoena from the U.S. Securities and Exchange Commission following allegations it conspired with rivals for years to fix chicken prices....
February 8, 2017
FT AlphavilleSujeet Indap
Beta max
...For a company like Rural that is traded on a major exchange, ―[t]urnover measured by average weekly trading of . . . 1% would justify a substantial presumption‖ of market efficiency. 5 Bromberg et al., Bromberg...
June 19, 2015
FT AlphavilleDavid Keohane
This isn’t the Chinese capital account liberalisation you’re looking for
...chart from Cap Econ attempting to summarise China’s current position from a purely economic standpoint: And an extra large chart covering RMB promotion from Xi et al from Deutsche for those who can be bothered...
July 17, 2015
FT AlphavilleDavid Keohane
The 6am London Cut
...(FT’s Global Markets Overview) Iraqi PM rejects calls to form unity government: Nouri al-Maliki made a defiant speech on Wednesday, dashing hopes he would step aside and allow another, less divisive leader...
June 26, 2014
FT AlphavilleDavid Keohane
The 6am London Cut
...Public documents show federal law-enforcement officials and the Securities and Exchange Commission are seeking records and other evidence from the HouseWays and Means Committee and a top congressional health-care...
June 19, 2014
FT AlphavilleHelp to buy
The (early) Lunch Wrap
...“People familiar with discussions between the bank and regulators including the Securities and Exchange Commission said JPMorgan had conceded it would have to pay some amount of money and acknowledge failures...
August 9, 2013
FT AlphavilleJoseph Cotterill
Argentina’s pari passu upset — redux
...al, and without the stay in place....
August 23, 2013
FT AlphavilleDavid Keohane
The (early) Lunch Wrap
...Abe et al are keen on ending deflation — but they are going to hinder that push with a fiscal tightening. No tension there, then....
July 4, 2013
FT AlphavilleJoseph Cotterill
A eurozone safe against, or is it safe for, sovereign holdouts? Part two
...So it’s not surprising that the first response from Buchheit et al is to answer back with bits of the bond contract that suggest sneaky loopholes instead....
February 19, 2013

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