Hints and tips:
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
...They were there — some in person, some digitally — to talk to regulators including Fang Xinghai from the China Securities Regulatory Commission about their outlook for China’s economy and how to make it...
...The Securities and Exchange Commission is plotting a crackdown after fining BNY Mellon’s investment adviser division $1.5mn for allegedly misstating and omitting information about ESG investment considerations...
...and Exchange Commission in 2013....
...In September this year, Ghosn agreed to pay $1m to settle fraud charges with the US Securities and Exchange Commission over allegations he hid more than $140m of his pay package at Nissan....
...Exchanges, business groups and the leadership of the Securities and Exchange Commission have decried the trend and are seeking ways to encourage listings....
...The European Commission is trying to tie us down with red tape, regulate the data we pass to the National Security Agency and is claiming up to $8bn from Apple in unpaid taxes....
...Mr Cohen, meanwhile, has not been charged with any criminal wrongdoing but remains the subject of a Securities and Exchange Commission civil suit; it accuses him of failing to do enough to prevent the insider...
...Separate from the criminal charges against the hedge fund, the Securities and Exchange Commission is seeking to ban Mr Cohen from the industry as part of a civil complaint that he failed to properly supervise...
...What really happened at Northern Rock, Royal Bank of Scotland et al? This gives you a clearer idea....
...to the relocation of industry to China, et al?...
...The new legislation requires new standards for filing and auditing Securities Exchange Commission documents, which can increase the costs to private equity firms....
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