Hints and tips:
...It said in its annual report on shareholder voting that many of this year’s proposals were too prescriptive or pointless, and cited a US Securities and Exchange Commission policy change that has allowed...
...Wall was detained this month by authorities in the UAE, the people said, as he was in the process of working out a plan to stabilise Brooge after the fraud charges from the US Securities and Exchange Commission...
...Crypto tokens are not securities any more than baseball cards or sports bets are. Prosecute fraud, maybe regulate crypto exchanges like casinos, and keep the SEC et al out of it....
...The Securities and Exchange Commission is plotting a crackdown after fining BNY Mellon’s investment adviser division $1.5mn for allegedly misstating and omitting information about ESG investment considerations...
...and Exchange Commission....
...If found to have put out a misleading statement, Mr Musk would be in violation of Rule 10b-5 under the Securities Exchange Act of 1934. The Securities and Exchange Commission declined to comment....
...The affliction has apparently become so acute that President Trump announced in August (via Twitter, of course) that he'd requested the US Securities and Exchange Commission to consider scrapping a decades-old...
...Following a settlement on Saturday with the Securities and Exchanges Commission, the Tesla chief executive must pay a fine of $20m and step down as chairman for the next three years....
...First, the US Securities and Exchange Commission has asked a judge to find Tesla chief executive Elon Musk in contempt of court for tweeting without the approval of a lawyer. Read more here....
...If, on the other hand, you bring information about violation of securities laws to the Office of the Whistleblower at the Securities and Exchange Commission, you could do even better....
...Both resources could be scarce for Zion Oil & Gas at the moment, given what appears to ongoing Securities and Exchange Commission enforcement proceedings related to the company, as we recently reported...
...They argue that it makes little sense to ban a non-strategic company such as Rusal while leaving Sberbank, VTB and Gazprom et al still tradeable in the US....
...Exchanges, business groups and the leadership of the Securities and Exchange Commission have decried the trend and are seeking ways to encourage listings....
...– “Tyson Foods Inc disclosed on Monday it has received a subpoena from the U.S. Securities and Exchange Commission following allegations it conspired with rivals for years to fix chicken prices....
...A unit of Alcoa, with whom Alba settled a parallel civil lawsuit in 2012, paid $384m in January and pleaded guilty to a bribery charge following an investigation by DoJ and the Securities and Exchange Commission...
...Public documents show federal law-enforcement officials and the Securities and Exchange Commission are seeking records and other evidence from the HouseWays and Means Committee and a top congressional health-care...
...British investors make up over 50 per cent of the capitalisation of the Nairobi Securities Exchange....
...nip the heels of Knight, Virtu, Getco et al....
...The incident comes weeks after the Securities and Exchange Commission granted permission for US companies to use social media for shareholder communications and Bloomberg began incorporating selected Twitter...
...So it’s not surprising that the first response from Buchheit et al is to answer back with bits of the bond contract that suggest sneaky loopholes instead....
...It is self-regulated, under the Securities Law and the independent Iraq Securities Commission....
...Reporting for the second quarter, Alcoa said it had been “in dialogue” with the US Department of Justice and the Securities and Exchange Commission, the financial regulator, over their investigations into...
...European Energy Exchange, the German body, has already registered its interest and it is unlikely to have gone unnoticed at rivals such as ICE Futures Europe, part of Intercontinental Exchange, Bluenext...
...The national registry is a sort of back office, where all the country’s state and commercial ETS allowances are held and trades are logged....
...With the Securities and Exchange Commission fraud case against the bank settled, for a relatively modest $550m last summer, Goldman feels under far less political scrutiny these days....
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