Hints and tips:
...It said in its annual report on shareholder voting that many of this year’s proposals were too prescriptive or pointless, and cited a US Securities and Exchange Commission policy change that has allowed...
...Social media noise can push token prices around (Tandon et al), but not as effectively as mainstream media coverage (Coulter)....
...Wall was detained this month by authorities in the UAE, the people said, as he was in the process of working out a plan to stabilise Brooge after the fraud charges from the US Securities and Exchange Commission...
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
...Crypto tokens are not securities any more than baseball cards or sports bets are. Prosecute fraud, maybe regulate crypto exchanges like casinos, and keep the SEC et al out of it....
...He and Tesla each paid $20mn to settle legal action from the US Securities and Exchange Commission. Musk also had to resign as the carmaker’s chair, although he kept his position as chief executive....
...There is for sure a debate to be had about when the Federal Reserve et al should have pivoted their stance more forcefully to tackle inflationary pressures, and what they should and shouldn’t do now....
...view as vital to China’s future tech supremacy and national security....
...The Securities and Exchange Commission is plotting a crackdown after fining BNY Mellon’s investment adviser division $1.5mn for allegedly misstating and omitting information about ESG investment considerations...
...Allison Herren Lee, interim chair of the Securities and Exchange Commission, on Monday said that questions of climate and ESG were now “key to investors” and “front and centre” for the regulator....
...and Exchange Commission....
...For example, in a 2010 opinion (Chevron Corp v Steven Donziger, et al) handed down from the US district court in Manhattan, the judge wrote that the “evidence at trial established that Donziger, a New York...
...Bailey has served on the boards of LCH Group and the London Stock Exchange Group....
...The person familiar with the JPMorgan investigation said that, as a “courtesy”, the US bank has notified its key regulators — including the Federal Reserve, the Securities and Exchange Commission, and the...
...If found to have put out a misleading statement, Mr Musk would be in violation of Rule 10b-5 under the Securities Exchange Act of 1934. The Securities and Exchange Commission declined to comment....
...and Exchange Commission in 2013....
...The affliction has apparently become so acute that President Trump announced in August (via Twitter, of course) that he'd requested the US Securities and Exchange Commission to consider scrapping a decades-old...
...Another area of concern is initial public offerings — the shutdown means no Securities and Exchange Commission, and no SEC means no IPOs. It also means that some merger deals cannot close....
...First, the US Securities and Exchange Commission has asked a judge to find Tesla chief executive Elon Musk in contempt of court for tweeting without the approval of a lawyer. Read more here....
...They argue that it makes little sense to ban a non-strategic company such as Rusal while leaving Sberbank, VTB and Gazprom et al still tradeable in the US....
...Both resources could be scarce for Zion Oil & Gas at the moment, given what appears to ongoing Securities and Exchange Commission enforcement proceedings related to the company, as we recently reported...
...This was disproved by the trial of US v Zarrab et al, in which a Turkish banker and a gold trader were convicted of laundering Iranian oil and gas revenues....
...In a 108-page report, the Securities and Exchange Board of India (Sebi) said Price Waterhouse — PwC’s Indian audit unit — had neglected to check “glaring anomalies” in the financial details reported by Satyam...
...GE paid more than $23m in 2010 to settle Securities and Exchange Commission charges that it had paid kickbacks for health ministry contracts under the oil-for-food programme....
...And the margins are good, much better than on boring old commissions....
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