Hints and tips:
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...This was disproved by the trial of US v Zarrab et al, in which a Turkish banker and a gold trader were convicted of laundering Iranian oil and gas revenues....
...through multiple securities....
...It is self-regulated, under the Securities Law and the independent Iraq Securities Commission....
...As well as the FSA’s and SFO’s investigation into Barclays’ cash calls, the US Securities and Exchange Commission is investigating a number of banks over their dealings with sovereign wealth funds....
...A US jury has rejected the Securities and Exchange Commission’s allegations that a former Citigroup banker misled investors who bought a $1bn mortgage product by failing to tell them the bank had bet against...
...- Five hits from Scott Sumner, on the eurozone, FOMC, et al....
...Few exchanges that are not national monopolies, such as Brazil’s BM&FBovespa, own securities clearing and settlement services....
...Domestic reforms this year, known as Title V, have opened up regulations governing trading and settlement of securities not conducted on the national exchange....
...In a filing with the US Securities and Exchange Commission, the two groups revealed that Reto Francioni, chief executive of the German exchange, contacted his NYSE Euronext counterpart, Duncan Niederauer...
...Not only did Mr Swan express his outright opposition to the deal but it emerged that the Reserve Bank of Australia and the Australian Securities and Investments Commission had been against it too....
...Securities and Exchange Commission (“SEC”). Motorola will distribute an information statement to shareholders following completion of the SEC’s review of the Form 10....
...The company’s share price has slumped by almost 50 per cent and in August the company reached a settlement with the Securities and Exchange Commission, without admitting liability, over charges that it had...
...Indeed, Goldman Sachs and Morgan Stanley, Wall Street’s leading investment banks, traded in light-touch regulation by the Securities and Exchange Commission for greater oversight by the Fed when they converted...
...Freddie Mac and Fannie Mae (on behalf of) suing in NYC and DC: Bassman v. Syron, et. al (FRE) Agnes v....
...In other words, the USO held sway over the market, i.e. these funds (USO, S&P GSCI et al) are artificially skewing the front of the NYMEX curve; putting downward pressure as they sell a massive percentage...
...The Securities and Exchange Commission, for its part, is investigating whether Bear Stearns and other hedge fund managers were forthright about disclosing the rapidly declining value of their holdings....
...over underwriting activities that are heavily regulated by the Securities and Exchange Commission....
...The vertical model incorporates both trading and the post-trading services of clearing and settlement, a model that the UK Competition Commission has ruled is anti-competitive....
International Edition