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...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
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...Securities and Exchange Commission chair Gary Gensler vowed on Sunday to “investigate and bring enforcement actions” in the event of violations of federal securities law....
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...The other thing that’s happened, which I think is really interesting, is the Securities and Exchange Commission, which is on a very activist tear and regulating lots of things, they just passed — over the...
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...Whatever you might think of Robinhood et al, retail investors do appear to value their services. You can’t ignore the regulatory politics either....
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