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11:06am
Judge questions BofA settlement
...in corporate governance and disclosure, including on...resolve two lawsuits by the Securities and Exchange Commission against the largest US bank...executive Kenneth Lewis and former chief financial officer...48 on the New York Stock Exchange.The federal cases are...vs Bank of America Corp et al, New York State Supreme... By
April 4, 2008
Paulson financial regulation plan is breathtakingly wrong-headed
...regulator model adopted by Australia and the Netherlands is useful, but vastly...between the comptroller of the currency and the Federal Deposit Insurance Corporation...wisely would combine the CFTC with the Securities and Exchange Commission, a consolidation long overdue...recent abuses (Enron, WorldCom, et al) alone, but also given the long...
February 14, 2005
Credit rating agencies
...operating margins in excess of 50 per cent and strong cash flow. Its shares have...US with rival Standard & Poor's and smaller competitor Fitch. Would...an uphill battle. Since 1975, the Securities and Exchange Commission has designated only a few agencies...competition will ensure that Moody's et al are subject to the market forces that...
January 21, 2010
SEC litigation release for General Re
...20, 2010 Accounting and Auditing Enforcement...January 20, 2010 Securities and Exchange Commission v. General Re Corporation...Corporation for Role in AIG and Prudential Accounting Frauds The Securities and Exchange Commission... By
February 13, 2005
Lex: Credit rating agencies
...operating margins in excess of 50 per cent and strong cash flow. Its shares have...together with rival Standard & Poor's and smaller competitor Fitch. Would...an uphill battle. Since 1975, the Securities and Exchange Commission has designated only a few agencies...competition will ensure that Moody's et al are subject to the market forces that...
January 17, 2005
Not so Anglo
...to shareholders than in the UK. And the law in relation to auditing tends...emphasis on promoting efficiency in securities markets than on enhancing management...business resisting successfully the Securities and Exchange Commission's very modest attempt to secure...Myners, Higgs, Sandler, Morris et al were intended to address weaknesses... By John Plender
January 16, 2005
John Plender: A big shake-up pension trustees
...to shareholders than in the UK. And the law in relation to auditing tends...emphasis on promoting efficiency in securities markets than on enhancing management...business resisting successfully the Securities and Exchange Commission's very modest attempt to secure...Myners, Higgs, Sandler, Morris et al were intended to address weaknesses... By John Plender
2:00am
UK's financial services regulator quits
...His intellectual rigour, creativity and expertise have served the markets well and helped us address regulatory concerns...said Mary Schapiro, who chairs the US Securities and Exchange Commission.Uncertainty about the FSA's future... By Brooke Masters, Patrick Jenkins and Nicholas Timmins,in London
2:00am
Sants resigns from FSA but Tories open the door to a future role
...it difficult to recruit a successor and could reduce Britain's influence...Slaughter & May.If the Tories win and push forward with their reform plans...Mary Schapiro, chairman of the US Securities and Exchange Commission, said: "Hector was a very important... By Brooke Masters, George Parker, Patrick Jenkins and,Nick Timmins
10:01am
Sants resignation leaves confusion at FSA
...Slaughter & May.If the Tories win and push forward with their reform...time in the evolution of the UK and US capital markets,” said Mary Schapiro, chairman of the US Securities and Exchange Commission., saying he had helped further... By Brooke Masters, George Parker, Patrick Jenkins and Nick Timmins