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1-10 of 539228 FT Articles results for Securities and Exchange Commission v. Pimstein et al
China's Haitong Securities buys Hong Kong rival
China's Haitong Securities has become the first...Hong Kong's Taifook Securities for up to HK$3.1bn...sizeable customer base and distribution network...the Hong Kong stock exchange on Monday.Mainland Chinese securities firms are keen to...
Nov 23 2009, By Justine Lau in Hong Kong, FT.com site
Correction: The Securities and Exchange Commission
* The Securities and Exchange Commission has proposed a rule that would require participants in dark pools to display their best prices to the wider market if their orders...
Nov 10 2009, Financial Times
US toughens fraud law for foreign groups
...Brussels said: "We've been in contact and are keeping a close interest in...administration's financial regulatory reforms and is to have a full vote in the...to consider the draft law. The Securities and Exchange Commission (SEC) had requested more powers...
Nov 23 2009, By Helen Thomas in New York and Tom Braithwaite in,Washington, Financial Times
Europe expresses concern over US laws on investor protection
...McCreevy, the European Union commissioner for internal markets, has expressed...said: "We've been in contact and are keeping a close interest in the situation."The Securities and Exchange Commission had requested more powers in...
Nov 23 2009, By Helen Thomas in New York and Tom Braithwaite in,Washington, Financial Times
New exchange-traded currency platform
...headway into the exchange-traded funds industry...officer at ETF Securities. More recently...listed on an open exchange and can be bought and...strategy at ETF Securities, said ETCs will...to a brokerage commission every time they...
Nov 06 2009, By Denise Law, FT.com site
Food security in Burkina Faso
...for a "middle way" between privatisation and government-led agricultural policy is welcome...problematic for purposes of food security and should not have been included among the...poverty rates slightly rose between 1994 and 2003. This is in contrast with the non-cotton...
Nov 23 2009, Financial Times
A little openness as TradeTech starts
...save you time and money?First, a...TradeTech conference, and I am impressed...same old ideas: exchanges versus MTFs [multilateral...inter-operability and so forth.I'm not...the head of the securities markets unit in the European Commission's internal market...
Nov 23 2009, By Jeremy Grant, FT.com site
Wells Fargo agrees to buy back securities
...faltered when liquidity began to dry up and Wall Street banks stepped back from supporting...year, various regulators, including state securities bodies, the US Securities and Exchange Commission and Andrew Cuomo, New York attorney-general...
Nov 18 2009, By Joanna Chung in New York, FT.com site
Philippine exchange seeks to punch above its weight
...introducing IPO tax exemptions and preferential tax provisions...earlier this month when the exchange's controversial attempt to halt...overturned by the Philippines Securities and Exchange Commission, causing considerable confusion...
Nov 12 2009, By Michelle Price, FT.com site
FBI makes more arrests in Galleon case
...charged included two attorneys and a former analyst at Moody's...complaints filed by prosecutors and the Securities and Exchange Commission is Zvi Goffer, who worked at...complaint. DocumentsZvi Goffer et al complaintAli Hariri complaintDeep...
Nov 05 2009, By Joanna Chung, Stacy-Marie Ishmael and Gregory Meyer in New York, FT.com site
