Hints and tips:
...It said in its annual report on shareholder voting that many of this year’s proposals were too prescriptive or pointless, and cited a US Securities and Exchange Commission policy change that has allowed...
...Social media noise can push token prices around (Tandon et al), but not as effectively as mainstream media coverage (Coulter)....
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...Under the Securities and Exchange Commission’s new rules, institutional prime funds must impose a fee on departures whenever net redemptions top 5 per cent of total net assets in a single day....
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
...Nor does it immediately doom efforts by the US Securities and Exchange Commission to bring enforcement actions against some of the industry’s biggest players, including crypto exchanges Coinbase and Binance...
...The US Securities and Exchange Commission’s decision last month to adopt sweeping new rules for the private fund industry is prompting some smaller fund managers to look for their first full-time general...
...In the US, the Securities and Exchange Commission has quietly pushed companies to report more information about how they use carbon credits....
...SEC: The US Securities and Exchange Commission, the federal securities regulator, is set to vote on whether to adopt amendments to standards for US Treasury clearing agencies....
...Elon Musk: A San Francisco court will hear the US Securities and Exchange Commission’s bid to force the tech billionaire to testify in its probe of his $44bn takeover of Twitter, now known as X....
...In March of 2023, the Securities and Exchange Commission lodged a civil fraud complaint against him....
...A San Francisco court will hold a hearing on the Securities and Exchange Commission’s bid to force Elon Musk to testify in the regulator’s investigation into his $44bn takeover of social media platform X...
...and Exchange Commission, which this year filed lawsuits against industry heavyweights including publicly traded crypto exchange Coinbase....
...Crypto tokens are not securities any more than baseball cards or sports bets are. Prosecute fraud, maybe regulate crypto exchanges like casinos, and keep the SEC et al out of it....
...And further growth now appears likely, with BlackRock — the world’s largest asset manager — recently filing plans with the US Securities and Exchange Commission to launch its first two buffer funds....
...The New York-based fund agreed to pay $413mn to US authorities in 2016 to settle the charges and Och himself paid $2.2mn to settle record-keeping violations with the Securities and Exchange Commission....
...“The voluntary carbon markets are by no means the primary means of reducing or removing greenhouse gas emissions,” says former Securities and Exchange Commission commissioner Annette Nazareth, who chairs...
...Away from Brussels, Intercontinental Exchange has warned that it may pull its gas trading market out of the Netherlands if the EU implements its long-debated gas cap....
...the day-to-day demands of leading the European Commission with remarkable skill and grace and has broken barriers as its first female president....
...“They were very relaxed as long as we safeguarded the internal market,” said a commission official....
...managers, service providers and regulators including Asian Development Bank, The Stock Exchange of Thailand (SET), Allianz Global Investors and many more....
...Similarly, Securities and Exchange Commission chair Gary Gensler has said that the basic US laws governing securities, exchanges, brokers, funds and advisers, passed in the middle of the past century, should...
...Michela TinderaSo Andrew observed IHC’s rapid growth and the growth of the Abu Dhabi Securities Exchange, or ADX. And he wanted to understand how it was all happening....
...(Kenza Bryan) We need follow-through on ESG claims for battery metals, investors say An investor-led commission on the social and environmental risks posed by mining launched at the London Stock Exchange...
...But probes by Brazil’s Securities Commission, known as the CVM, could take months if not years, as the agency grapples with steep budget cuts....
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