Hints and tips:
...It has had a run-in with Canadian authorities, was recently censured by Hong Kong’s Securities and Futures Commission, and has been disowned by the British Virgin Islands where it was founded....
...The US Department of Justice has led the clampdown on rogue behaviour, with support from FinCEN, part of the US Treasury department, and federal markets agencies the Securities and Exchange Commission and...
...But in a case called Gustafson v....
...The Commission also alleges that Sun violated the antifraud and market manipulation provisions of the federal securities laws by orchestrating a scheme to artificially inflate the apparent trading volume...
...On Wednesday, the SEC charged might-have-been Credit Suisse suitor Justin Sun with fraud and market manipulation....
...“You are aware of the security threats being faced by our high commission and consulates in Canada,” Bagchi said in a news briefing on Thursday. “This has disrupted their normal functioning.”...
...The US Securities and Exchange Commission charged Chinese cryptocurrency entrepreneur Justin Sun and three of his businesses for improperly registering digital assets and for alleged market manipulation....
...The US Securities and Exchange Commission’s decision last month to adopt sweeping new rules for the private fund industry is prompting some smaller fund managers to look for their first full-time general...
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
...In March of 2023, the Securities and Exchange Commission lodged a civil fraud complaint against him....
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...As part of new pay disclosures mandated by the US Securities and Exchange Commission, Exxon said Woods’ “actually paid” compensation last year was $89.7mn, reflecting the jump in Exxon’s share price....
...Commission....
...The Nasdaq-listed group confirmed late on Wednesday it had received a “Wells Notice” from the Securities and Exchange Commission, which warns companies they may face legal action....
...SEC: The US Securities and Exchange Commission will vote on whether to crack down on deceptive fund names and adopt a proposed change to its 20-year-old “names rule” that would require many funds to prove...
...Mifid II’s requirement for direct payments left US brokers at risk of having to register as investment advisers at home, and a US Securities and Exchange Commission waiver for ran out this month....
...the US Securities and Exchange Commission....
...Under the current rules, Hong Kong’s Securities and Futures Commission said it was the legal responsibility of exchanges to ensure that retail customers weren’t accessing their platforms from jurisdictions...
...And further growth now appears likely, with BlackRock — the world’s largest asset manager — recently filing plans with the US Securities and Exchange Commission to launch its first two buffer funds....
...The Securities and Exchange Commission sued crypto entrepreneur Justin Sun, whose companies include Tron and BitTorrent, as well as a host of celebrities for improperly touting crypto tokens....
...The retailer anticipates a net loss of approximately $386mn in its latest quarter, including impairment charges of $100mn, and will submit its quarterly report late to the Securities and Exchange Commission...
...As Walmart warned in its response to the Securities and Exchange Commission’s proposed requirements on emissions disclosure, calculating emissions like those in its supply chain is an unreliable exercise...
...The Securities and Exchange Commission has notified Coinbase that it is considering enforcement action against the company, according to a document seen by the Financial Times....
...They want to stop efforts from the Biden administration’s Securities and Exchange Commission to mandate corporate greenhouse gas emissions and other climate risk disclosures....
International Edition