Hints and tips:
...It said in its annual report on shareholder voting that many of this year’s proposals were too prescriptive or pointless, and cited a US Securities and Exchange Commission policy change that has allowed...
...Social media noise can push token prices around (Tandon et al), but not as effectively as mainstream media coverage (Coulter)....
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...Wall was detained this month by authorities in the UAE, the people said, as he was in the process of working out a plan to stabilise Brooge after the fraud charges from the US Securities and Exchange Commission...
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
...And further growth now appears likely, with BlackRock — the world’s largest asset manager — recently filing plans with the US Securities and Exchange Commission to launch its first two buffer funds....
...Crypto tokens are not securities any more than baseball cards or sports bets are. Prosecute fraud, maybe regulate crypto exchanges like casinos, and keep the SEC et al out of it....
...He and Tesla each paid $20mn to settle legal action from the US Securities and Exchange Commission. Musk also had to resign as Tesla chair, although he kept his position as chief executive....
...He and Tesla each paid $20mn to settle legal action from the US Securities and Exchange Commission. Musk also had to resign as the carmaker’s chair, although he kept his position as chief executive....
...Similarly, Securities and Exchange Commission chair Gary Gensler has said that the basic US laws governing securities, exchanges, brokers, funds and advisers, passed in the middle of the past century, should...
...Whatever you might think of Robinhood et al, retail investors do appear to value their services. You can’t ignore the regulatory politics either....
...There is for sure a debate to be had about when the Federal Reserve et al should have pivoted their stance more forcefully to tackle inflationary pressures, and what they should and shouldn’t do now....
...The US Securities and Exchange Commission in February proposed that private equity funds should provide standardised quarterly data on fees, expenses and performance....
...view as vital to China’s future tech supremacy and national security....
...Your article “Lax rules allow corporate fat cats to dump stock” (Opinion, December 23) referred to a study by David Larcker et al explaining how the US Securities and Exchange Commission created a special...
...The Securities and Exchange Commission is plotting a crackdown after fining BNY Mellon’s investment adviser division $1.5mn for allegedly misstating and omitting information about ESG investment considerations...
...et al v....
...Allison Herren Lee, interim chair of the Securities and Exchange Commission, on Monday said that questions of climate and ESG were now “key to investors” and “front and centre” for the regulator....
...and Exchange Commission....
...For example, in a 2010 opinion (Chevron Corp v Steven Donziger, et al) handed down from the US district court in Manhattan, the judge wrote that the “evidence at trial established that Donziger, a New York...
...However, the Securities and Exchange Commission charged Mr Musk with making “false and misleading statements”, leading to a settlement in which he paid a personal fine of $20m and agreed to step down as...
...Bailey has served on the boards of LCH Group and the London Stock Exchange Group....
...A new SEC rule brought in at the end of last year has made it much easier for official dealers to negotiate the types and proportions of securities they deliver to exchange traded fund (ETF) managers when...
...and Exchange Commission in 2013....
...The affliction has apparently become so acute that President Trump announced in August (via Twitter, of course) that he'd requested the US Securities and Exchange Commission to consider scrapping a decades-old...
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