Resources
1-10 of 9141 FT Articles results for Securities and Exchange Commission
Correction: The Securities and Exchange Commission
* The Securities and Exchange Commission has proposed a rule that would require participants in dark pools to display their best prices to the wider market if their orders...
Nov 10 2009, Financial Times
Regulator's torch to light up dark pools
...more, if the Securities and Exchange Commission follows through...stock prices and liquidity." The...No traditional exchange currently executes...reduce the scope and scale of what...participant," in the Commission's words - and...
Nov 22 2009, By John Keefe, FT.com site
Wells Fargo agrees to buy back securities
...faltered when liquidity began to dry up and Wall Street banks stepped back from supporting...year, various regulators, including state securities bodies, the US Securities and Exchange Commission and Andrew Cuomo, New York attorney-general...
Nov 18 2009, By Joanna Chung in New York, FT.com site
Philippine exchange seeks to punch above its weight
...introducing IPO tax exemptions and preferential tax provisions...earlier this month when the exchange's controversial attempt to halt...overturned by the Philippines Securities and Exchange Commission, causing considerable confusion...
Nov 12 2009, By Michelle Price, FT.com site
Fears over tough US anti-fraud legislation
...Brussels said: "We've been in contact and are keeping a close interest in...administration's financial regulatory reforms and is to have a full vote in the...to consider the draft law. The Securities and Exchange Commission (SEC) had requested more powers...
Nov 22 2009, By Helen Thomas in New York and Tom Braithwaite in Washington, FT.com site
Distribution reform plans not enough
...But what is a review worth, and should trail be paid as well as any initial commissions on switches? Again the FSA ignores the debate in the US, where Securities and Exchange Commission officials have suggested trail...
Nov 22 2009, By John Chapman, FT.com site
Corrections - Securities and Exchange Commission, Hewlett Packard
* An article in Friday's Financial Times wrongly stated that William Donaldson, chairman of the Securities and Exchange Commission, favours caps on executive pay. He does not.* An article about Hewlett-Packard on Friday wrongly stated...
Feb 14 2005, Financial Times
SEC chief calls for new asset-backed securities laws
Securities laws are outdated and legislation is needed to regulate...Schapiro, chairman of the US Securities and Exchange Commission, said on Tuesday. For the first...gaps" in the regulation of securities backed by assets such as mortgages...
Oct 27 2009, By Saskia Scholtes and Aline Van Duyn in New York, FT.com site
SEC seeks to tighten statutes on securities
US securities laws are outdated and legislation is needed to govern new investment products that were at the heart of the financial crisis, the Securities and Exchange Commission chairman told an industry gathering yesterday.Speaking...
Oct 28 2009, By Saskia Scholtes and Aline Van Duyn in New York, Financial Times
SEC chief seeks new securities laws
Securities laws are outdated and legislation is needed to regulate...Schapiro, chairman of the US Securities and Exchange Commission, said yesterday.For the first...gaps" in the regulation of securities backed by assets such as mortgages...
Oct 28 2009, By Saskia Scholtes and Aline Van Duyn in New York, Financial Times
