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ETF Hub
Volatile markets increase appeal of ETFs with a buffer
...And further growth now appears likely, with BlackRock — the world’s largest asset manager — recently filing plans with the US Securities and Exchange Commission to launch its first two buffer funds....
April 24, 2023
FT Magazine
Did Occupy Wall Street mean anything at all?
...A couple of days later they tried to shut down the New York Stock Exchange, but were thwarted....
September 17, 2021
FT Live
Infrastructure Investment in Latin America and the Caribbean
Identifying opportunities for investors and asset managers
Wednesday, 12 June237 Park Avenue, New York, NY, USA
Due Diligence
Will big banks ever make money in China? Premium content
...Nomura has launched a 51 per cent-owned securities joint venture, Morgan Stanley and Credit Suisse are in the process of launching their own joint ventures and Goldman has applied to increase its stake....
January 24, 2020
US & Canadian companies
Supreme Court tackles insider trading law
...In a civil suit last month, the Securities and Exchange Commission accused the Omega Advisors chief executive of insider trading....
October 4, 2016
Law
Top 10 innovative lawyers in North America
...Mr Fishbein is recognised in this year’s report for his representation of Todd Newman in the landmark US v Newman case, which clarified the definition of insider trading....
December 6, 2016
US & Canadian companies
Supreme Court asked to rule on insider trading
...He argued that the appeals court’s “unprecedented ruling” clashed with the Supreme Court’s definition of insider trading established in a 1983 case, Dirks v the Securities and Exchange Commission....
July 30, 2015
FT Live
Outstanding Directors Exchange
Fostering trust for steadfast leadership
Wednesday, 12 JuneHarvard Club of New York City, West 44th Street, New York, NY, USA
US & Canadian companies
Fund managers seek reversal on insider trading conviction
...“This has a very good chance of having legs and [winning] a reversal of convictions,” said James Cox, a securities law professor at Duke University....
April 20, 2014

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