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1-10 of 539216 FT Articles results for Securities And Exchange Commission v. Heinen et al
Correction: The Securities and Exchange Commission
* The Securities and Exchange Commission has proposed a rule that would require participants in dark pools to display their best prices to the wider market if their orders...
Nov 10 2009, Financial Times
Wells Fargo agrees to buy back securities
...faltered when liquidity began to dry up and Wall Street banks stepped back from supporting...year, various regulators, including state securities bodies, the US Securities and Exchange Commission and Andrew Cuomo, New York attorney-general...
Nov 18 2009, By Joanna Chung in New York, FT.com site
Philippine exchange seeks to punch above its weight
...introducing IPO tax exemptions and preferential tax provisions...earlier this month when the exchange's controversial attempt to halt...overturned by the Philippines Securities and Exchange Commission, causing considerable confusion...
Nov 12 2009, By Michelle Price, FT.com site
FBI makes more arrests in Galleon case
...charged included two attorneys and a former analyst at Moody's...complaints filed by prosecutors and the Securities and Exchange Commission is Zvi Goffer, who worked at...complaint. DocumentsZvi Goffer et al complaintAli Hariri complaintDeep...
Nov 05 2009, By Joanna Chung, Stacy-Marie Ishmael and Gregory Meyer in New York, FT.com site
Corrections - Securities and Exchange Commission, Hewlett Packard
* An article in Friday's Financial Times wrongly stated that William Donaldson, chairman of the Securities and Exchange Commission, favours caps on executive pay. He does not.* An article about Hewlett-Packard on Friday wrongly stated...
Feb 14 2005, Financial Times
SEC chief calls for new asset-backed securities laws
Securities laws are outdated and legislation is needed to regulate...Schapiro, chairman of the US Securities and Exchange Commission, said on Tuesday. For the first...gaps" in the regulation of securities backed by assets such as mortgages...
Oct 27 2009, By Saskia Scholtes and Aline Van Duyn in New York, FT.com site
SEC seeks to tighten statutes on securities
US securities laws are outdated and legislation is needed to govern new investment products that were at the heart of the financial crisis, the Securities and Exchange Commission chairman told an industry gathering yesterday.Speaking...
Oct 28 2009, By Saskia Scholtes and Aline Van Duyn in New York, Financial Times
SEC chief seeks new securities laws
Securities laws are outdated and legislation is needed to regulate...Schapiro, chairman of the US Securities and Exchange Commission, said yesterday.For the first...gaps" in the regulation of securities backed by assets such as mortgages...
Oct 28 2009, By Saskia Scholtes and Aline Van Duyn in New York, Financial Times
SEC head urges fresh securities laws
US securities laws are outdated and legislation is needed to govern new investment products that blew up during the financial crisis, the Securities and Exchange Commission chairman told an industry gathering on Tuesday.Speaking...
Oct 27 2009, By Saskia Scholtes and Aline van Duyn in New York, FT.com site
Indian exchange head hits at dark pools
...have arrived with no regulatory responsibility and come in on a platform of opacity ... the logical...he added.The UK's Financial Services Authority and the US Securities and Exchange Commission both recently said that they were looking at whether...
Aug 31 2009, By Mary Watkins in Mumbai, FT.com site
